Hirsch Brian 的 Form 4/A 修正申報

修正

ACV Auctions Inc.（ACVA），2023/9/1 申報

申報編號: 0001209191-23-048022
申報時間: 2023/9/1
交易日: 2023/6/14
申報延遲: 79 天
10b5-1 計畫: 有勾選
原始申報日: 2023/6/14

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 10 筆交易。公開市場賣出合計 $484.5 萬。交易後 79 天申報。

這份修正申報重述了 0001209191-23-037142（2023/6/14 申報）的一部分，沒有重述的交易仍然有效，列在下面。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Hirsch BrianCIK 0001851605	董事

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式	旗標
2023/6/14	Class A Common Stock	S賣出處分	−40,347	$17.64^F2	−$711,721.08	168,002	直接

沿用原件的交易

這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。

來自 0001209191-23-037142（2023/6/14 申報）。

非衍生性證券（表 I）

沿用 0001209191-23-037142 的非衍生性證券交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2023/6/12	Class A Common Stock	C轉換取得	+84,076	–^F1	–	84,076	間接
2023/6/12	Class A Common Stock	S賣出處分	−84,076	$18.02^F3	−$1,515,049.52	0	間接
2023/6/13	Class A Common Stock	C轉換取得	+63,322	–^F1	–	63,322	間接
2023/6/13	Class A Common Stock	S賣出處分	−63,322	$18.02^F4	−$1,141,062.44	0	間接
2023/6/13	Class A Common Stock	S賣出處分	−56,710	$18.03^F6	−$1,022,481.3	276,116	直接
2023/6/14	Class A Common Stock	C轉換取得	+46,195	–^F1	–	46,195	間接
2023/6/14	Class A Common Stock	S賣出處分	−25,702	$17.69^F8	−$454,668.38	250,414	直接

衍生性證券（表 II）

沿用 0001209191-23-037142 的衍生性證券交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式
2023/6/12	Class A Common Stock	C轉換處分	−84,076	$0.00^F9	$0	141,955	間接
2023/6/13	Class A Common Stock	C轉換處分	−63,322	$0.00^F9	$0	78,633	間接
2023/6/14	Class A Common Stock	C轉換處分	−46,195	$0.00^F9	$0	32,438	間接

原件的附註

這幾筆交易的價格在原件上引用的附註。

These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration.

表 I 有 3 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.94 to $18.16 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.85 to $18.20 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.90 to $18.20 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.42 to $17.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date.

表 II 有 3 筆交易的價格引用這則附註。

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.39 to $17.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

備註

This amendment is being filed to amend the Form 4 originally filed by the Reporting Person on June 14, 2023 (the "Original Form 4") to correct the number of shares of Class A common stock sold by the Reporting Person on June 14, 2023 to 40,347 (and not 25,702, as previously reported). This correction also affects (and is deemed to also correct and amend) the total number of shares of Class A common stock owned by the Reporting Person following any transactions reported on Form 4s filed subsequent to the Original Form 4, but prior to the filing of this amendment.

看 SEC EDGAR 上的完整原文（在新分頁開啟）