Krueger Christopher W 的 Form 4/A 修正申報
修正Ventyx Biosciences, Inc.（VTYX），2023/8/4 申報
- 申報編號
- 0001209191-23-044662
- 申報時間
- 2023/8/4
- 交易日
- 2023/7/3
- 申報延遲
- 32 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/7/5
這份申報列了 2 筆衍生性交易。沿用原件裡沒有重述的 8 筆交易。公開市場賣出合計 $58.8 萬。交易後 32 天申報。
這份修正申報重述了 0001209191-23-041353（2023/7/5 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Krueger Christopher WCIK 0001394208 | 高階主管（業務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/7/3 | Common Stock | M行使選擇權處分 | −1,089 | $0.00 | $0 | 149,371 | 直接 | |
| 2023/7/3 | Common Stock | M行使選擇權處分 | −13,911 | $0.00 | $0 | 0 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001209191-23-041353（2023/7/5 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/7/3 | Common Stock | M行使選擇權取得 | +1,089 | $8.04 | +$8,755.56 | 277,637 | 直接 | |
| 2023/7/3 | Common Stock | M行使選擇權取得 | +13,911 | $0.20 | +$2,782.2 | 291,548 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −403 | $33.57F2 | −$13,527.54 | 291,145 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −214 | $34.72F3 | −$7,430.51 | 290,931 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −40 | $35.50F4 | −$1,419.88 | 290,891 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −1,960 | $38.05F5 | −$74,573.49 | 288,931 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −2,150 | $38.79F6 | −$83,399.15 | 286,781 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −10,233 | $39.87F7 | −$407,992.78 | 276,548 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F2
Represents the weighted average share price of an aggregate total of 403 shares sold in the price range of $33.23 to $34.1212. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents the weighted average share price of an aggregate total of 214 shares sold in the price range of $34.2599 to $35.2093. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the weighted average share price of an aggregate total of 40 shares sold in the price range of $35.2747 to $35.7192. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents the weighted average share price of an aggregate total of 1,960 shares sold in the price range of $37.2788 to $38.2782. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents the weighted average share price of an aggregate total of 2,150 shares sold in the price range of $38.2802 to $39.28. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents the weighted average share price of an aggregate total of 10,233 shares sold in the price range of $39.2812 to $40.05. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This amendment is being filed to correct the transaction date reported in the Form 4 filed July 5, 2023.
- F2
Option granted under pursuant to the Issuer's 2019 Equity Incentive Plan, as amended (the "2019 Plan"). Subject to the Reporting Person continuing to be a Service Provider (as defined 2019 Plan) through each applicable date, twenty-five percent (25%) of the shares subject to the options shall vest on the one year anniversary of the Vesting Commencement date, and, thereafter, one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month). "Vesting Commencement Date" shall mean September 17, 2021.
- F3
Option granted under the 2019 Plan. Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2019 Plan) through each applicable date, one thirty-sixth (1/36th) of the shares subject to the option shall vest each month following the Vesting Commencement Date on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month). "Vesting Commencement Date" shall mean May 1, 2020.