Barnes John P 的 Form 4 申報
M&T Bank Corp（MTB），2023/7/31 申報
- 申報編號
- 0001209191-23-043823
- 申報時間
- 2023/7/31
- 交易日
- 2023/7/27-7/28
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $784.2 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Barnes John PCIK 0001250506 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/7/27 | Common Stock | M行使選擇權取得 | +2,470 | $117.82 | +$291,015.4 | 37,015 | 直接 | |
| 2023/7/27 | Common Stock | S賣出處分 | −2,070 | $140.18F1 | −$290,172.6 | 34,945 | 直接 | |
| 2023/7/27 | Common Stock | S賣出處分 | −400 | $141.06F2 | −$56,424 | 34,545 | 直接 | |
| 2023/7/28 | Common Stock | M行使選擇權取得 | +53,542 | $117.82 | +$6,308,318.44 | 88,087 | 直接 | |
| 2023/7/28 | Common Stock | S賣出處分 | −53,542 | $140.00F3 | −$7,495,880 | 34,545 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $140.00 to $140.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $141.00 to $141.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $140.00 to $140.025. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The option was granted under an employee stock option plan maintained by People's United and was converted into a stock option to acquire M&T Bank Corporation ("M&T") common stock pursuant to the Agreement and Plan of Merger by M&T, Bridge Merger Corp and People's United. The reporting person paid no price for the option.
表 II 有 2 筆交易的價格引用這則附註。