Geygan Jeffrey Richart 的 Form 4 申報
Rocky Mountain Chocolate Factory, Inc.（RMCF），2023/7/24 申報
- 申報編號
- 0001209191-23-043190
- 申報時間
- 2023/7/24 16:03 ET
- 交易日
- 2023/7/20-7/21
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易。公開市場買進合計 $8.66 萬。公開市場賣出合計 $4,785.08。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Geygan Jeffrey RichartCIK 0001733547 | 董事、其他：Director and Officer of GVIC |
| Global Value Investment Corp.CIK 0001569866 | 持股 10% 以上大股東 |
| Geygan JamesCIK 0001734726 | 其他：Officer of GVIC |
| Wilke StacyCIK 0001865363 | 其他：Officer of GVIC |
| Geygan KathleenCIK 0001865425 | 其他：Director of GVIC |
| GVP 2021-A, L.P.CIK 0001955705 | 其他：GVIC-Controlled Entity |
| GVP 2021-A, LLCCIK 0001955706 | 其他：GVIC-Controlled Entity |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/7/20 | Common Stock | P買進取得 | +4,990 | $5.74F1 | +$28,666.05 | 652,468 | 間接 | |
| 2023/7/20 | Common Stock | P買進取得 | +600 | $5.74F1 | +$3,446.82 | 1,600 | 直接 | |
| 2023/7/21 | Common Stock | P買進取得 | +9,443 | $5.77F1 | +$54,466.28 | 661,911 | 間接 | |
| 2023/7/21 | Common Stock | S賣出處分 | −825 | $5.80F4 | −$4,785.08 | 661,086 | 間接 | |
| 2023/7/21 | Common Stock | J其他取得 | +22,948 | –F5 | – | 684,034 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
表 I 有 3 筆交易的價格引用這則附註。
- F4
The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
As of July 21, 2023, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt.
表 I 有 1 筆交易的價格引用這則附註。