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Reiss Joel 的 Form 4 申報

TransDigm Group INC(TDG),2023/7/18 申報

申報編號
0001209191-23-042519
申報時間
2023/7/18
交易日
2023/7/17
申報延遲
1 天
10b5-1 計畫
有勾選

這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $266.9 萬。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Reiss JoelCIK 0001656109高階主管(共同營運長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/7/17Common StockM行使選擇權取得+3,000$226.34+$679,0206,600直接
2023/7/17Common StockS賣出處分−188$886.03F1−$166,573.646,412直接
2023/7/17Common StockS賣出處分−550$888.07F2−$488,438.55,862直接
2023/7/17Common StockS賣出處分−694$889.18F3−$617,090.925,168直接
2023/7/17Common StockS賣出處分−358$890.21F4−$318,695.184,810直接
2023/7/17Common StockS賣出處分−1,210$891.29F5−$1,078,460.93,600直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/7/17Common StockM行使選擇權處分−3,000$0.00$063,300直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $885.9600 - $886.0600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F2

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $887.6200- $888.5800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F3

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $888.7800 - $889.7650. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F4

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $889.8100 - $890.7300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F5

Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $891.1300 - $891.6950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)