Tang Kevin C 的 Form 4 申報
Rain Oncology Inc.，2023/6/1 申報
- 申報編號
- 0001209191-23-033446
- 申報時間
- 2023/6/1 18:46 ET
- 交易日
- 2023/5/30-6/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 9 筆非衍生性交易。公開市場買進合計 $115.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Tang Kevin CCIK 0001178579 | 持股 10% 以上大股東 |
| Tang Capital Partners LPCIK 0001191935 | 持股 10% 以上大股東 |
| Tang Capital Management LLCCIK 0001232621 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/30 | Common Stock | P買進取得 | +347,932 | $1.05F1 | +$365,328.6 | 3,000,000 | 間接 | |
| 2023/5/30 | Common Stock | P買進取得 | +200,000 | $1.00F3 | +$200,000 | 3,200,000 | 間接 | |
| 2023/5/30 | Common Stock | P買進取得 | +32,890 | $1.06F4 | +$34,863.4 | 3,232,890 | 間接 | |
| 2023/5/30 | Common Stock | P買進取得 | +2,016 | $1.08F5 | +$2,177.28 | 3,234,906 | 間接 | |
| 2023/5/30 | Common Stock | P買進取得 | +5,930 | $1.06F6 | +$6,285.8 | 3,240,836 | 間接 | |
| 2023/5/31 | Common Stock | P買進取得 | +161,180 | $1.08F7 | +$174,074.4 | 3,402,016 | 間接 | |
| 2023/5/31 | Common Stock | P買進取得 | +5,000 | $1.10F8 | +$5,500 | 3,407,016 | 間接 | |
| 2023/6/1 | Common Stock | P買進取得 | +92,984 | $1.09F9 | +$101,352.56 | 3,500,000 | 間接 | |
| 2023/6/1 | Common Stock | P買進取得 | +240,341 | $1.12F10 | +$269,181.92 | 3,740,341 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The prices reported are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $0.96 to $1.15. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC staff, upon request, all information regarding the number of shares purchased at each price within the ranges set forth in Footnote 1, and Footnotes 3 through 10 herein.
表 I 有 1 筆交易的價格引用這則附註。
- F3
These shares were purchased in multiple transactions ranging from $0.96 to $1.03.
表 I 有 1 筆交易的價格引用這則附註。
- F4
These shares were purchased in multiple transactions ranging from $1.05 to $1.08.
表 I 有 1 筆交易的價格引用這則附註。
- F5
These shares were purchased in multiple transactions ranging from $1.075 to $1.08.
表 I 有 1 筆交易的價格引用這則附註。
- F6
These shares were purchased in multiple transactions ranging from $1.02 to $1.08.
表 I 有 1 筆交易的價格引用這則附註。
- F7
These shares were purchased in multiple transactions ranging from $1.04 to $1.10.
表 I 有 1 筆交易的價格引用這則附註。
- F8
These shares were purchased in one transaction at $1.10.
表 I 有 1 筆交易的價格引用這則附註。
- F9
These shares were purchased in multiple transactions ranging from $1.04 to $1.11.
表 I 有 1 筆交易的價格引用這則附註。
- F10
These shares were purchased in multiple transactions ranging from $1.10 to $1.12.
表 I 有 1 筆交易的價格引用這則附註。