Baker Julian 的 Form 4 申報
Acadia Pharmaceuticals Inc（ACAD），2023/5/24 申報
- 申報編號
- 0001209191-23-031917
- 申報時間
- 2023/5/24 17:09 ET
- 交易日
- 2023/5/22-5/24
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 16 筆非衍生性交易、2 筆衍生性交易。公開市場買進合計 $2,271 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Baker JulianCIK 0001087939 | 董事、持股 10% 以上大股東 |
| Baker FelixCIK 0001087940 | 董事、持股 10% 以上大股東 |
| Baker Bros. Advisors LPCIK 0001263508 | 董事、持股 10% 以上大股東 |
| Baker Brothers Life Sciences LPCIK 0001363364 | 董事、持股 10% 以上大股東 |
| 667, L.P.CIK 0001551139 | 董事、持股 10% 以上大股東 |
| Baker Bros. Advisors (GP) LLCCIK 0001580575 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/22 | Common Stock | P買進取得 | +7,645 | $24.46F3 | +$186,999.76 | 3,529,258 | 間接 | |
| 2023/5/22 | Common Stock | P買進取得 | +82,148 | $24.46F3 | +$2,009,372.94 | 38,567,129 | 間接 | |
| 2023/5/22 | Common Stock | P買進取得 | +3,781 | $24.80 | +$93,768.8 | 3,533,039 | 間接 | |
| 2023/5/22 | Common Stock | P買進取得 | +40,632 | $24.80 | +$1,007,673.6 | 38,607,761 | 間接 | |
| 2023/5/23 | Common Stock | M行使選擇權取得 | +12,500 | $17.01 | +$212,625 | 3,545,539 | 間接 | |
| 2023/5/23 | Common Stock | M行使選擇權取得 | +12,500 | $17.01 | +$212,625 | 38,620,261 | 間接 | |
| 2023/5/23 | Common Stock | P買進取得 | +10,858 | $25.33F13 | +$275,035.31 | 3,556,397 | 間接 | |
| 2023/5/23 | Common Stock | P買進取得 | +116,672 | $25.33F13 | +$2,955,325.09 | 38,736,933 | 間接 | |
| 2023/5/23 | Common Stock | P買進取得 | +6,941 | $25.54 | +$177,273.14 | 3,563,338 | 間接 | |
| 2023/5/23 | Common Stock | P買進取得 | +74,582 | $25.54 | +$1,904,824.28 | 38,811,515 | 間接 | |
| 2023/5/24 | Common Stock | P買進取得 | +20,304 | $25.27F14 | +$513,128.78 | 3,583,642 | 間接 | |
| 2023/5/24 | Common Stock | P買進取得 | +218,171 | $25.27F14 | +$5,513,682.96 | 39,029,686 | 間接 | |
| 2023/5/24 | Common Stock | P買進取得 | +2,688 | $25.51F15 | +$68,581.09 | 3,586,330 | 間接 | |
| 2023/5/24 | Common Stock | P買進取得 | +28,878 | $25.51F15 | +$736,787.52 | 39,058,564 | 間接 | |
| 2023/5/24 | Common Stock | P買進取得 | +24,113 | $25.65 | +$618,498.45 | 3,610,443 | 間接 | |
| 2023/5/24 | Common Stock | P買進取得 | +259,109 | $25.65 | +$6,646,145.85 | 39,317,673 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/23 | Common Stock | M行使選擇權處分 | −12,500 | $0.00 | $0 | 0 | 間接 | |
| 2023/5/23 | Common Stock | M行使選擇權處分 | −12,500 | $0.00 | $0 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price reported in Column 4 is a weighted average price. These shares were traded by 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") in multiple transactions at prices ranging from $24.27 to $24.80, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Staff"), upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. These shares were traded by 667 and Life Sciences in multiple transactions at prices ranging from $24.76 to $25.65, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. These shares were traded by 667 and Life Sciences in multiple transactions at prices ranging from $25.09 to $25.65, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. These shares were traded by 667 and Life Sciences in multiple transactions at prices ranging from $25.08 to $25.64, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。
備註
Julian C. Baker, a managing member of Baker Bros. Advisors (GP) LLC, the sole general partner of Baker Bros. Advisors LP, and Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP are directors of ACADIA Pharmaceuticals Inc. (the "Issuer"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting persons other than Julian C. Baker and Dr. Biggar are deemed directors by deputization by virtue of their representation on the board of directors of the Issuer.