Fallon Lynnette C 的 Form 4 申報
Axcelis Technologies Inc（ACLS），2023/5/16 申報
- 申報編號
- 0001209191-23-029944
- 申報時間
- 2023/5/16
- 交易日
- 2023/5/15-5/16
- 申報延遲
- 1 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易。公開市場賣出合計 $53.5 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Fallon Lynnette CCIK 0001195654 | 高階主管（Executive VP, HR/Legal） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/15 | Common Stock | A公司授予取得 | +2,700 | $0.00F1 | $0 | 45,736 | 直接 | |
| 2023/5/15 | Common Stock | A公司授予取得 | +2,700 | $0.00F3 | $0 | 48,436 | 直接 | |
| 2023/5/15 | Common Stock | F扣股繳稅處分 | −1,263 | $127.99F6 | −$161,651.37 | 47,173 | 直接 | |
| 2023/5/15 | Common Stock | F扣股繳稅處分 | −1,209 | $127.99F6 | −$154,739.91 | 45,964 | 直接 | |
| 2023/5/16 | Common Stock | S賣出處分 | −4,120 | $129.84F9 | −$534,940.8 | 41,844 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2024, May 15, 2025, May 15, 2026 and May 15, 2027.
表 I 有 1 筆交易的價格引用這則附註。
- F3
In this grant under the Company's 2012 Equity Incentive Plan, the executive may earn shares of common stock, ranging from zero to 150% of the granted units. The shares are earned based on the achievement of 2023 performance goals. Assuming continuation of employment,50% of the earned shares will vest on February 28, 2024 and 50% of the earned shares will vest on February 28, 2025. Unearned restricted stock units will forfeit on February 28, 2024.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents the closing price of the common stock on the date of the tax withholding.
表 I 有 2 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $129.65 to $130.15, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。