Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2023/5/16 申報
- 申報編號
- 0001209191-23-029650
- 申報時間
- 2023/5/16
- 交易日
- 2023/5/15
- 申報延遲
- 1 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $260.2 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/15 | Common Stock | M行使選擇權取得 | +3,250 | $173.29F1 | +$563,192.5 | 24,797.51 | 間接 | |
| 2023/5/15 | Common Stock | S賣出處分 | −65 | $797.08 | −$51,810.2 | 24,732.51 | 間接 | |
| 2023/5/15 | Common Stock | S賣出處分 | −101 | $799.38F2 | −$80,737.38 | 24,631.51 | 間接 | |
| 2023/5/15 | Common Stock | S賣出處分 | −1,066 | $800.05F3 | −$852,853.3 | 23,565.51 | 間接 | |
| 2023/5/15 | Common Stock | S賣出處分 | −1,529 | $801.14F4 | −$1,224,943.06 | 22,036.51 | 間接 | |
| 2023/5/15 | Common Stock | S賣出處分 | −489 | $801.91F5 | −$392,133.99 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/15 | Common Stock | M行使選擇權處分 | −3,250 | $0.00 | $0 | 55,345 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $798.56 - $799.545. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $799.63 - $800.59 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $800.65 - $801.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $801.65 - $802.195. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2022.