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Sabo Elias 的 Form 4 申報

Compass Diversified Holdings(CODI),2023/5/11 申報

申報編號
0001209191-23-028709
申報時間
2023/5/11
交易日
2023/5/9-5/10
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 2 筆非衍生性交易。公開市場買進合計 $65.4 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Sabo EliasCIK 0001255015其他:See Remarks (a)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/5/9Common SharesP買進取得+14,144$18.77F2+$265,482.88243,745間接
2023/5/10Common SharesP買進取得+20,652$18.83F4+$388,877.16264,397間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.765 to $18.77, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

表 I 有 1 筆交易的價格引用這則附註。

F4

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.74 to $18.85, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

表 I 有 1 筆交易的價格引用這則附註。

備註

(a) Mr. Sabo is a Director and the Chief Executive Officer for Compass Group Diversified Holdings LLC, Sponsor of the Trust.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)