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McCandless Margaret 的 Form 4/A 修正申報

修正

Local Bounti Corporation(LOCL),2023/5/3 申報

申報編號
0001209191-23-027014
申報時間
2023/5/3
交易日
2023/4/3-4/5
申報延遲
30 天
10b5-1 計畫
沒有勾選
原始申報日
2023/4/5

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $2.50 萬。交易後 30 天申報。

這份修正申報取代了 0001209191-23-023517(2023/4/5 申報)。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
McCandless MargaretCIK 0001629976高階主管(法務長、公司秘書)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/4/3Common StockS賣出處分−10,277$0.66F2−$6,782.82381,113直接
2023/4/4Common StockS賣出處分−9,830$0.58F3−$5,701.4371,283直接
2023/4/5Common StockS賣出處分−24,575$0.51F4−$12,533.25346,708直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2

This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

備註

The original Form 4 filed on April 5, 2023, is being amended to update the total amount of shares of Common Stock sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)