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Gregoriou Vassilios 的 Form 4/A 修正申報

修正

Advent Technologies Holdings, Inc.(ADNH),2023/4/14 申報

申報編號
0001209191-23-024337
申報時間
2023/4/14
交易日
2023/2/6-2/8
申報延遲
67 天
10b5-1 計畫
沒有勾選
原始申報日
2023/2/7

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $14.8 萬。交易後 67 天申報。

這份申報後來被修正申報 0001209191-23-026171(2023/4/28)取代,網站的交易表改用修正後的版本。

這份修正申報取代了 0001209191-23-007636(2023/2/7 申報)。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Gregoriou VassiliosCIK 0001843793董事、高階主管(執行長、董事長)、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/2/6Common StockS賣出處分−18,642$2.00F2−$37,2846,543,982直接
2023/2/7Common StockS賣出處分−34,338$1.96F3−$67,302.486,509,644直接
2023/2/8Common StockS賣出處分−22,696$1.92F4−$43,576.326,486,948直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Aggregate number of shares sold on the same date at different prices. Shares sold by Reporting Person solely to satisfy income tax and withholding and remittance obligations in connection with the vesting and net settlement of Restricted Stock Units.

F2

Weighted average sale price. The shares were sold in multiple transactions at prices ranging from $1.974963 to $2.05, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission (the "Staff"), upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

F3

Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $1.93497 to $1.99499, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the Staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

F4

Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $1.90655 to $1.945296, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission (the "Staff"), upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

備註

This Form 4 amendment is being filed to correct inadvertent errors in the Form 4 filed by Reporting Person on February 7, 2023.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)