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Hunkler Sean 的 Form 4 申報

FTC Solar, Inc.(FTCI),2023/3/3 申報

申報編號
0001209191-23-015698
申報時間
2023/3/3
交易日
2023/3/1-3/3
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $21.1 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Hunkler SeanCIK 0001336378董事、高階主管(總裁、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/3/1Common StockA公司授予取得+31,319$4.55F1+$142,501.45622,557直接
2023/3/1Common StockA公司授予取得+73,447$2.27F2+$166,724.69696,004直接
2023/3/1Common StockA公司授予取得+58,310$2.86F3+$166,766.6754,314直接
2023/3/3Common StockS賣出處分−72,500$2.91F4−$210,975681,814直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022, as determined by the Issuer's board of directors annually after the end of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus earned for the second quarter of 2022 by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the same date used to determine other employee stock based bonuses paid in respect of the second quarter of 2022.

表 I 有 1 筆交易的價格引用這則附註。

F2

Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the third quarter of 2022, as determined by the Issuer's board of directors annually after the end of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus earned for the third quarter of 2022 by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the same date used to determine other employee stock based bonuses paid in respect of the third quarter of 2022.

表 I 有 1 筆交易的價格引用這則附註。

F3

Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022, as determined by the Issuer's board of directors annually after the end of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus earned for the fourth quarter of 2022 by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the same date used to determine other employee stock based bonuses paid in respect of the fourth quarter of 2022.

表 I 有 1 筆交易的價格引用這則附註。

F4

Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.90 to $2.94. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned in respect of the second quarter of 2022, the third quarter of 2022 and the fourth quarter of 2022.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)