Stein Kevin M 的 Form 4 申報
TransDigm Group INC（TDG），2023/2/13 申報
- 申報編號
- 0001209191-23-008608
- 申報時間
- 2023/2/13
- 交易日
- 2023/2/9
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $2,908 萬。交易後 4 天申報。
這份申報後來被修正申報 0001209191-23-018341（2023/3/14）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stein Kevin MCIK 0001431675 | 高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/9 | Common Stock | M行使選擇權取得 | +38,800 | $173.29F1 | +$6,723,652 | 38,800 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −6,832 | $747.02F2 | −$5,103,640.64 | 31,968 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −4,947 | $747.79F3 | −$3,699,317.13 | 27,021 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −9,562 | $748.98F4 | −$7,161,746.76 | 17,459 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −10,935 | $749.96F5 | −$8,200,812.6 | 6,524 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −855 | $750.63F6 | −$641,788.65 | 5,669 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −2,388 | $752.25F7 | −$1,796,373 | 3,281 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −810 | $753.28F8 | −$610,156.8 | 2,471 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −300 | $754.43F9 | −$226,329 | 2,171 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −2,171 | $755.65F10 | −$1,640,516.15 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/9 | Common Stock | M行使選擇權處分 | −38,800 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $746.37 - $747.36. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $747.37 - $748.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $748.44 - $749.42. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $749.455 - $750.45. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $750.46 - $751.01. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $751.745 - $752.69. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.75 - $753.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $754.02 - $754.66. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $755.27 - $756.01. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。