Couling John D 的 Form 4 申報
Dolby Laboratories, Inc.（DLB），2023/2/8 申報
- 申報編號
- 0001209191-23-007946
- 申報時間
- 2023/2/8
- 交易日
- 2023/2/6-2/7
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $733.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Couling John DCIK 0001894052 | 高階主管（SVP, Entertainment） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/6 | Class A Common Stock | M行使選擇權取得 | +50,000 | $37.35 | +$1,867,500 | 146,245 | 直接 | |
| 2023/2/6 | Class A Common Stock | S賣出處分 | −41,738 | $84.48F2 | −$3,526,026.24 | 104,507 | 直接 | |
| 2023/2/6 | Class A Common Stock | S賣出處分 | −8,262 | $85.24F3 | −$704,252.88 | 96,245 | 直接 | |
| 2023/2/7 | Class A Common Stock | M行使選擇權取得 | +15,153 | $37.35 | +$565,964.55 | 111,398 | 直接 | |
| 2023/2/7 | Class A Common Stock | M行使選擇權取得 | +21,850 | $45.50 | +$994,175 | 133,248 | 直接 | |
| 2023/2/7 | Class A Common Stock | S賣出處分 | −31,202 | $83.86F4 | −$2,616,599.72 | 102,046 | 直接 | |
| 2023/2/7 | Class A Common Stock | S賣出處分 | −5,801 | $84.37F5 | −$489,430.37 | 96,245 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/6 | Class A Common Stock | M行使選擇權處分 | −50,000 | $0.00 | $0 | 15,153 | 直接 | |
| 2023/2/7 | Class A Common Stock | M行使選擇權處分 | −15,153 | $0.00 | $0 | 0 | 直接 | |
| 2023/2/7 | Class A Common Stock | M行使選擇權處分 | −21,850 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $84.03 to $85.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The shares were sold in multiple transactions at prices ranging from $85.04 to $85.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $83.26 to $84.25. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $84.26 to $84.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan.