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Trian Fund Management, L.P. 的 Form 4 申報

Invesco Ltd.IVZ,2023/1/31 申報

申報編號
0001209191-23-005742
申報時間
2023/1/31
交易日
2023/1/27-1/30
申報延遲
4 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 2 筆非衍生性交易。公開市場賣出合計 $5,785 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Trian Fund Management, L.P.CIK 0001345471持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/1/27Common StockS賣出處分−2,367,477$18.42F2−$43,608,926.3446,205,566間接
2023/1/30Common StockS賣出處分−786,378$18.11F4−$14,241,305.5845,419,188間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

The price shown in Column 4 is a weighted average sale price. The price range for the sale is $18.30 to $18.565. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F4

The price shown in Column 4 is a weighted average sale price. The price range for the sale is $18.06 to $18.225. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

備註

As a result of the sales reported in this Form 4, the Reporting Person has ceased to beneficially own over 10% of the Issuer's outstanding shares.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)