Welihinda Navam 的 Form 4/A 修正申報
修正HashiCorp, Inc.（HCP），2022/12/22 申報
- 申報編號
- 0001209191-22-062480
- 申報時間
- 2022/12/22
- 交易日
- 2022/9/22
- 申報延遲
- 91 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/9/22
這份申報列了 3 筆非衍生性交易。沿用原件裡沒有重述的 8 筆交易。公開市場賣出合計 $31.2 萬。交易後 91 天申報。
這份修正申報重述了 0000899243-22-031730（2022/9/22 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Welihinda NavamCIK 0001894706 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0000899243-22-031730（2022/9/22 申報）。
非衍生性證券（表 I）
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/20 | Class A Common Stock | M行使選擇權處分 | −3,360 | $0.00 | $0 | 47,044 | 直接 | |
| 2022/9/20 | Class B Common Stock | M行使選擇權處分 | −7,569 | $0.00 | $0 | 68,119 | 直接 | |
| 2022/9/20 | Class A Common Stock | M行使選擇權取得 | +7,569 | $0.00 | $0 | 196,426 | 直接 | |
| 2022/9/21 | Class A Common Stock | C轉換處分 | −7,569 | $0.00 | $0 | 188,857 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (8) and (9) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.09 to $30.43, inclusive
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 21, 2022.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.81 to $27.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.83 to $28.35, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.93 to $28.98, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
備註
The amendment on Form 4 is filed to revise the amount of Class A shares sold, the sale price per share and the securities owned following the reported transactions. These adjustments to the balance in column 5 were not reflected in subsequent reports filed on October 5, 2022 and November 3, 2022.