Sherman Mark Andrew 的 Form 4 申報
Dolby Laboratories, Inc.（DLB），2022/12/19 申報
- 申報編號
- 0001209191-22-062075
- 申報時間
- 2022/12/19
- 交易日
- 2022/12/15-12/19
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $51.9 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sherman Mark AndrewCIK 0001256708 | 高階主管（EVP, GEN. COUN. & SECRTY） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/15 | Class A Common Stock | F扣股繳稅處分 | −2,510 | $73.17 | −$183,656.7 | 49,372 | 直接 | |
| 2022/12/15 | Class A Common Stock | A公司授予取得 | +18,299 | $0.00 | $0 | 67,671 | 直接 | |
| 2022/12/16 | Class A Common Stock | M行使選擇權取得 | +5,344 | $0.00F6 | $0 | 73,015 | 直接 | |
| 2022/12/16 | Class A Common Stock | F扣股繳稅處分 | −3,574 | $71.07 | −$254,004.18 | 69,441 | 直接 | |
| 2022/12/16 | Class A Common Stock | S賣出處分 | −2,334 | $70.66F8 | −$164,920.44 | 67,107 | 直接 | |
| 2022/12/19 | Class A Common Stock | F扣股繳稅處分 | −1,612 | $70.80 | −$114,129.6 | 65,495 | 直接 | |
| 2022/12/19 | Class A Common Stock | S賣出處分 | −4,738 | $69.80F10 | −$330,712.4 | 60,757 | 直接 | |
| 2022/12/19 | Class A Common Stock | S賣出處分 | −332 | $70.44F11 | −$23,386.08 | 60,425 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/15 | Class A Common Stock | A公司授予取得 | +9,149 | $0.00 | $0 | 9,149 | 直接 | |
| 2022/12/15 | Class A Common Stock | A公司授予取得 | +32,944 | $0.00 | $0 | 32,944 | 直接 | |
| 2022/12/16 | Class A Common Stock | M行使選擇權處分 | −5,344 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F6
Each performance-based restricted stock unit (PSU) represented a contingent right to receive, upon vesting, one share of Issuer Class A common stock.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The shares were sold in multiple transactions at prices ranging from $70.433 to $71.11, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The shares were sold in multiple transactions at prices ranging from $69.257 to $70.20, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The shares were sold in multiple transactions at prices ranging from $70.27 to $70.70, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.