Falberg Kathryn E 的 Form 4 申報
Nuvation Bio Inc.（NUVB），2022/12/5 申報
- 申報編號
- 0001209191-22-059756
- 申報時間
- 2022/12/5
- 交易日
- 2022/11/30-12/5
- 申報延遲
- 5 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 4 筆非衍生性交易。公開市場買進合計 $48.3 萬。交易後 5 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Falberg Kathryn ECIK 0001206977 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/30 | Class A Common Stock | P買進取得 | +75,041 | $1.85F1 | +$138,825.85 | 75,041 | 間接 | |
| 2022/12/1 | Class A Common Stock | P買進取得 | +84,959 | $1.97F3 | +$167,369.23 | 160,000 | 間接 | |
| 2022/12/2 | Class A Common Stock | P買進取得 | +47,000 | $1.98F4 | +$93,060 | 207,000 | 間接 | |
| 2022/12/5 | Class A Common Stock | P買進取得 | +43,000 | $1.95F4 | +$83,850 | 250,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $1.805 to $1.90. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $1.92 to $1.99. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $1.925 to $2.00. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
表 I 有 2 筆交易的價格引用這則附註。