Schuler Jack W 的 Form 4 申報
Soleno Therapeutics Inc（SLNO），2022/10/14 申報
- 申報編號
- 0001209191-22-053711
- 申報時間
- 2022/10/14
- 交易日
- 2022/8/2-8/26
- 申報延遲
- 73 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 18 筆非衍生性交易。公開市場賣出合計 $48.8 萬。交易後 73 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Schuler Jack WCIK 0001021412 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/2 | Common Stock | S賣出處分 | −353 | $2.55 | −$900.15 | 646,836 | 間接 | |
| 2022/8/3 | Common Stock | S賣出處分 | −2,520 | $2.54F3 | −$6,400.8 | 644,316 | 間接 | |
| 2022/8/4 | Common Stock | S賣出處分 | −5,103 | $2.46F4 | −$12,553.38 | 639,213 | 間接 | |
| 2022/8/5 | Common Stock | S賣出處分 | −6,696 | $2.52F5 | −$16,873.92 | 632,517 | 間接 | |
| 2022/8/8 | Common Stock | S賣出處分 | −6,824 | $2.64F6 | −$18,015.36 | 625,693 | 間接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −8,006 | $2.65F7 | −$21,215.9 | 617,687 | 間接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −2,675 | $2.72F8 | −$7,276 | 615,012 | 間接 | |
| 2022/8/12 | Common Stock | S賣出處分 | −16,667 | $2.65F9 | −$44,167.55 | 598,345 | 間接 | |
| 2022/8/15 | Common Stock | S賣出處分 | −53,333 | $2.93F10 | −$156,265.69 | 545,012 | 間接 | |
| 2022/8/16 | Common Stock | S賣出處分 | −7,718 | $2.88F11 | −$22,227.84 | 537,294 | 間接 | |
| 2022/8/17 | Common Stock | S賣出處分 | −5,212 | $2.90F12 | −$15,114.8 | 532,082 | 間接 | |
| 2022/8/18 | Common Stock | S賣出處分 | −10,833 | $2.80F13 | −$30,332.4 | 521,249 | 間接 | |
| 2022/8/19 | Common Stock | S賣出處分 | −7,876 | $2.73F14 | −$21,501.48 | 513,373 | 間接 | |
| 2022/8/22 | Common Stock | S賣出處分 | −4,571 | $2.68F15 | −$12,250.28 | 508,802 | 間接 | |
| 2022/8/23 | Common Stock | S賣出處分 | −173 | $2.62F16 | −$453.26 | 508,629 | 間接 | |
| 2022/8/24 | Common Stock | S賣出處分 | −10,888 | $2.50F17 | −$27,220 | 497,741 | 間接 | |
| 2022/8/25 | Common Stock | S賣出處分 | −8,394 | $2.42F18 | −$20,313.48 | 489,347 | 間接 | |
| 2022/8/26 | Common Stock | S賣出處分 | −22,681 | $2.41F19 | −$54,661.21 | 466,666 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5238 to $2.5463, which sale prices reflect the Stock Split. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (19) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.433 to $2.5305, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4765 to $2.535, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.574 to $2.685, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.61 to $2.7285, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.715 to $2.7165, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.58 to $2.6955, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.85 to $3.03, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.85 to $2.964, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.8155 to $2.9685, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.775 to $2.9895, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.7015 to $2.7510, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.598 to $2.736, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.6175 to $2.6228, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4405 to $2.535, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F18
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.4735, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
- F19
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.4495, which sale prices reflect the Stock Split.
表 I 有 1 筆交易的價格引用這則附註。
備註
The aggregate of 180,523 shares sold from August 2, 2022 through August 26, 2022 (which share amount reflects the 1-for-15 reverse stock split effected August 26, 2022 (the "Stock Split")) are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with a purchase of shares by the Jack W. Schuler Living Trust that occurred on March 31, 2022. As each post-Stock Split per share price at which the 180,523 shares were sold is lower in each instance than the post-Stock Split per share price of the shares purchased on March 31, 2022, there are no profits to disgorge to the Issuer.