Wilson James Denson Jr 的 Form 4/A 修正申報
修正ADTRAN Holdings, Inc.ADTN，2022/9/8 申報
- 申報編號
- 0001209191-22-049094
- 申報時間
- 2022/9/8
- 交易日
- 2022/9/1-9/4
- 申報延遲
- 7 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/9/6
這份申報列了 1 筆非衍生性交易、1 筆衍生性交易。公開市場買進合計 $2,343.36。交易後 7 天申報。
這份修正申報取代了 0000926282-22-000055（2022/9/6 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Wilson James Denson JrCIK 0001371377 | 高階主管（營收長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/4 | Common Stock | P買進取得 | +102.33 | $22.90 | +$2,343.36 | 128,560.49 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/1 | Common Stock | P買進取得 | +67.26 | $23.01 | +$1,547.65 | 17,263.74 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Reflects shares acquired through the automatic reinvestment of dividends paid on the Issuer's common stock.
- F2
Includes 15.653 shares acquired since the reporting person's prior Form 4 from the automatic reinvestment of dividends.
- F3
Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the Issuer.
- F4
The options granted to the reporting person vested in four equal annual installments beginning on November 2, 2013.
備註
The reporting person realized short-swing profits under Section 16(b) of the Exchange Act as a result of shares acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's personal brokerage accounts on September 4, 2022 being matched against prior sales of the Issuer's common stock by the reporting person. The reporting person has paid to the Issuer the maximum amount of short-swing profits that may have been realized by the reporting person.