Carey James D 的 Form 4/A 修正申報
修正HireRight Holdings Corp(HRT),2022/6/21 申報
- 申報編號
- 0001209191-22-038345
- 申報時間
- 2022/6/21
- 交易日
- 2022/5/25-6/2
- 申報延遲
- 27 天
- 10b5-1 計畫
- 表單沒有這欄(2023 年以前)
- 原始申報日
- 2022/6/6
這份申報列了 7 筆非衍生性交易。公開市場買進合計 $489.1 萬。交易後 27 天申報。
這份修正申報取代了 0001859285-22-000051(2022/6/6 申報)。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Carey James DCIK 0001490137 | 董事 |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/25 | Common Stock, par value $0.001 per share | P買進取得 | +130,531 | $13.89F1 | +$1,813,075.59 | 16,682,955 | 間接 | |
| 2022/5/26 | Common Stock, par value $0.001 per share | P買進取得 | +84,127 | $14.27F5 | +$1,200,492.29 | 16,767,082 | 間接 | |
| 2022/5/27 | Common Stock, par value $0.001 per share | P買進取得 | +22,435 | $14.49F6 | +$325,083.15 | 16,789,517 | 間接 | |
| 2022/5/31 | Common Stock, par value $0.001 per share | P買進取得 | +52,471 | $14.67F7 | +$769,749.57 | 16,841,988 | 間接 | |
| 2022/6/1 | Common Stock, par value $0.001 per share | P買進取得 | +46,953 | $14.40F8 | +$676,123.2 | 16,888,941 | 間接 | |
| 2022/6/2 | Common Stock, par value $0.001 per share | P買進取得 | +7,218 | $14.80F9 | +$106,826.4 | 16,896,159 | 間接 | |
| 2022/6/2 | Common Stock, par value $0.001 per share | M行使選擇權取得 | +4,342 | $0.00 | $0 | 16,900,501 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $13.11 to $14.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Shares of Common Stock are held by Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident VII DE Parallel Fund, L.P. and Trident VII Professionals Fund, L.P. (the "Trident VII Partnerships"). Trident Capital VII, L.P. ("Trident VII GP") is the general partner of Trident VII, L.P., Trident VII Parallel Fund, L.P. and Trident VII DE Parallel Fund, L.P., and Stone Point GP Ltd. is the general partner of Trident VII Professionals Fund, L.P.
- F3
Pursuant to certain management agreements, Stone Point Capital LLC, the investment manager of the Trident VII Partnerships, has received delegated authority by Trident VII GP relating to the Trident VII Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VII Partnerships without first receiving direction from the Investment Committee of the Trident VII GP or a majority of the general partners of the Trident VII GP. Mr. Carey, as a member of the investment committee and owner of one of the five general partners of Trident Capital VII, L.P., may be deemed to be the beneficial owner of the securities held directly by the Trident VII Partnerships.
- F4
Mr. Carey disclaims beneficial ownership of the shares of Common Stock held of record or beneficially owned by the Trident VII Partnerships, except to the extent of any pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Mr. Carey is the beneficial owner of any securities reported herein.
- F5
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $13.97 to $14.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $14.35 to $14.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $14.47 to $14.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $14.145 to $14.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $14.78 to $14.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The restricted stock units (RSUs) were originally granted on October 28, 2021 under the Company's 2021 Omnibus Incentive Plan. The RSUs vested fully on June 2, 2022.
- F11
Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of Common Stock. These RSUs granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC (Stone Point), of which Mr. Carey is a managing director. Mr. Carey disclaims beneficial ownership of these RSUs, except to the extent of any pecuniary interest therein. Stone Point may be deemed an indirect owner of these RSUs.
備註
The original Form 4, filed on June 6, 2022, is being amended by this Form 4 amendment to correct an administrative error, which misreported Box 5 amount of securities beneficially owned following the vesting of RSUs on June 2, 2022 as a total of 4,342 shares when in fact that number was 16,900,501.