Stone Point Capital LLC 的 Form 4 申報
HireRight Holdings Corp（HRT），2022/6/14 申報
- 申報編號
- 0001209191-22-036587
- 申報時間
- 2022/6/14 11:06 ET
- 交易日
- 2022/6/9-6/13
- 申報延遲
- 5 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易。公開市場買進合計 $957.5 萬。交易後 5 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stone Point Capital LLCCIK 0001332638 | 董事、持股 10% 以上大股東 |
| Stone Point GP Ltd.CIK 0001492231 | 董事、持股 10% 以上大股東 |
| Trident VII Professionals Fund, L.P.CIK 0001684896 | 董事、持股 10% 以上大股東 |
| Trident VII, L.P.CIK 0001684908 | 董事、持股 10% 以上大股東 |
| Trident VII Parallel Fund, L.P.CIK 0001684909 | 董事、持股 10% 以上大股東 |
| Trident VII DE Parallel Fund, L.P.CIK 0001692882 | 董事、持股 10% 以上大股東 |
| Trident Capital VII, L.P.CIK 0001851118 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/9 | Common Stock, par value $0.001 per share | P買進取得 | +5,394 | $15.00F1 | +$80,905.68 | 10,968,725 | 直接 | |
| 2022/6/9 | Common Stock, par value $0.001 per share | P買進取得 | +2,623 | $15.00F1 | +$39,342.9 | 5,332,770 | 直接 | |
| 2022/6/9 | Common Stock, par value $0.001 per share | P買進取得 | +45 | $15.00F1 | +$674.96 | 91,780 | 直接 | |
| 2022/6/9 | Common Stock, par value $0.001 per share | P買進取得 | +266 | $15.00F1 | +$3,989.79 | 541,203 | 直接 | |
| 2022/6/10 | Common Stock, par value $0.001 per share | P買進取得 | +83,715 | $14.87F9 | +$1,244,465.33 | 11,052,440 | 直接 | |
| 2022/6/10 | Common Stock, par value $0.001 per share | P買進取得 | +40,701 | $14.87F9 | +$605,040.72 | 5,373,471 | 直接 | |
| 2022/6/10 | Common Stock, par value $0.001 per share | P買進取得 | +700 | $14.87F9 | +$10,405.85 | 92,480 | 直接 | |
| 2022/6/10 | Common Stock, par value $0.001 per share | P買進取得 | +4,131 | $14.87F9 | +$61,409.38 | 545,334 | 直接 | |
| 2022/6/13 | Common Stock, par value $0.001 per share | P買進取得 | +332,446 | $14.67F10 | +$4,876,218.19 | 11,384,886 | 直接 | |
| 2022/6/13 | Common Stock, par value $0.001 per share | P買進取得 | +161,628 | $14.67F10 | +$2,370,711.02 | 5,535,099 | 直接 | |
| 2022/6/13 | Common Stock, par value $0.001 per share | P買進取得 | +2,782 | $14.67F10 | +$40,805.54 | 95,262 | 直接 | |
| 2022/6/13 | Common Stock, par value $0.001 per share | P買進取得 | +16,403 | $14.67F10 | +$240,594.28 | 561,737 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $14.98 to $15.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
表 I 有 4 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $14.50 to $14.99, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
表 I 有 4 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $14.08 to $14.95, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
表 I 有 4 筆交易的價格引用這則附註。
備註
James D. Carey, a member and Managing Director of Stone Point Capital LLC, is a member of the board of directors of the Issuer. Mr. Carey as a member of the investment committee and owner of one of the five general partners of Trident VII GP, may be deemed to be the beneficial owner of the securities held directly by the Trident VII Partnerships. On the basis of the relationships between Mr. Carey and the Reporting Persons, each of the Reporting Persons may be deemed a director by deputization in respect of the Issuer.