Straubel Jeffrey B 的 Form 4/A 修正申報
修正QuantumScape Corp（QS），2022/5/19 申報
- 申報編號
- 0001209191-22-030586
- 申報時間
- 2022/5/19
- 交易日
- 2022/5/16
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/5/18
這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 1 筆交易。公開市場賣出合計 $73.1 萬。交易後 3 天申報。
這份修正申報重述了 0001209191-22-030107（2022/5/18 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Straubel Jeffrey BCIK 0001494727 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/16 | Class A Common Stock | S賣出處分 | −30,837 | $11.86F3 | −$365,726.82 | 376,631 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001209191-22-030107（2022/5/18 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/16 | Class A Common Stock | S賣出取得 | +30,837 | $11.86F2 | +$365,726.82 | 376,631 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F2
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $12.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2022.
- F2
On May 18, 2022 the Reporting Person filed a Form 4 that incorrectly listed shares as an acquisition rather than a disposition. This Amendment corrects that inaccurate code listing.
- F3
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $12.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Includes 5,294 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.