Gibson Christopher 的 Form 4 申報
Recursion Pharmaceuticals, Inc.（RXRX），2022/5/2 申報
- 申報編號
- 0001209191-22-026558
- 申報時間
- 2022/5/2
- 交易日
- 2022/4/28-4/29
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 20 筆非衍生性交易、10 筆衍生性交易。公開市場賣出合計 $49.5 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gibson ChristopherCIK 0001856369 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/28 | Class A Common Stock | M行使選擇權取得 | +44,010 | $2.48 | +$109,144.8 | 488,713 | 直接 | |
| 2022/4/28 | Class A Common Stock | S賣出處分 | −19,105 | $6.10F2 | −$116,540.5 | 469,608 | 直接 | |
| 2022/4/28 | Class A Common Stock | C轉換取得 | +18,500 | $0.00F4 | $0 | 488,108 | 直接 | |
| 2022/4/28 | Class A Common Stock | S賣出處分 | −18,500 | $6.08F5 | −$112,480 | 469,608 | 直接 | |
| 2022/4/28 | Class A Common Stock | C轉換取得 | +500 | $0.00F4 | $0 | 500 | 間接 | |
| 2022/4/28 | Class A Common Stock | S賣出處分 | −500 | $6.05F7 | −$3,025 | 0 | 間接 | |
| 2022/4/28 | Class A Common Stock | C轉換取得 | +1,000 | $0.00F4 | $0 | 1,000 | 間接 | |
| 2022/4/28 | Class A Common Stock | S賣出處分 | −1,000 | $6.07F9 | −$6,070 | 0 | 間接 | |
| 2022/4/28 | Class A Common Stock | C轉換取得 | +1,000 | $0.00F4 | $0 | 1,000 | 間接 | |
| 2022/4/28 | Class A Common Stock | S賣出處分 | −1,000 | $6.07F11 | −$6,070 | 0 | 間接 | |
| 2022/4/29 | Class A Common Stock | M行使選擇權取得 | +44,014 | $2.48 | +$109,154.72 | 513,622 | 直接 | |
| 2022/4/29 | Class A Common Stock | S賣出處分 | −19,570 | $6.07F12 | −$118,789.9 | 494,052 | 直接 | |
| 2022/4/29 | Class A Common Stock | C轉換取得 | +18,500 | $0.00F4 | $0 | 512,552 | 直接 | |
| 2022/4/29 | Class A Common Stock | S賣出處分 | −18,500 | $6.30F13 | −$116,550 | 494,052 | 直接 | |
| 2022/4/29 | Class A Common Stock | C轉換取得 | +500 | $0.00F4 | $0 | 500 | 間接 | |
| 2022/4/29 | Class A Common Stock | S賣出處分 | −500 | $6.31F14 | −$3,155 | 0 | 間接 | |
| 2022/4/29 | Class A Common Stock | C轉換取得 | +1,000 | $0.00F4 | $0 | 1,000 | 間接 | |
| 2022/4/29 | Class A Common Stock | S賣出處分 | −1,000 | $6.30F15 | −$6,300 | 0 | 間接 | |
| 2022/4/29 | Class A Common Stock | C轉換取得 | +1,000 | $0.00F4 | $0 | 1,000 | 間接 | |
| 2022/4/29 | Class A Common Stock | S賣出處分 | −1,000 | $6.31F16 | −$6,310 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/28 | Class A Common Stock | C轉換處分 | −18,500 | $0.00 | $0 | 6,862,334 | 直接 | |
| 2022/4/29 | Class A Common Stock | C轉換處分 | −18,500 | $0.00 | $0 | 6,843,834 | 直接 | |
| 2022/4/28 | Class A Common Stock | M行使選擇權處分 | −44,010 | $0.00 | $0 | 1,075,264 | 直接 | |
| 2022/4/29 | Class A Common Stock | M行使選擇權處分 | −44,010 | $0.00 | $0 | 1,031,250 | 直接 | |
| 2022/4/28 | Class A Common Stock | C轉換處分 | −500 | $0.00 | $0 | 545,500 | 間接 | |
| 2022/4/29 | Class A Common Stock | C轉換處分 | −500 | $0.00 | $0 | 545,000 | 間接 | |
| 2022/4/28 | Class A Common Stock | C轉換處分 | −1,000 | $0.00 | $0 | 541,000 | 間接 | |
| 2022/4/29 | Class A Common Stock | C轉換處分 | −1,000 | $0.00 | $0 | 540,000 | 間接 | |
| 2022/4/28 | Class A Common Stock | C轉換處分 | −1,000 | $0.00 | $0 | 137,875 | 間接 | |
| 2022/4/29 | Class A Common Stock | C轉換處分 | −1,000 | $0.00 | $0 | 136,875 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $6.10 to $6.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
表 I 有 8 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $5.73 to $6.35. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $5.75 to $6.34. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $5.73 to $6.34. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $5.73 to $6.34. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $6.02 to $6.12. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $6.11 to $6.54. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $6.15 to $6.50. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $6.15 to $6.50. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This transaction was executed in multiple trades at prices ranging from $6.15 to $6.50. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。