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Gibson Christopher 的 Form 4 申報

Recursion Pharmaceuticals, Inc.(RXRX),2022/3/15 申報

申報編號
0001209191-22-019019
申報時間
2022/3/15
交易日
2022/3/11-3/15
申報延遲
4 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $217.7 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Gibson ChristopherCIK 0001856369董事、高階主管(執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/3/11Class A Common StockC轉換取得+100,000$0.00F2$0334,020直接
2022/3/11Class A Common StockS賣出處分−100,000$6.95F4−$695,000234,020直接
2022/3/14Class A Common StockC轉換取得+230,000$0.00F2$0464,020直接
2022/3/14Class A Common StockS賣出處分−230,000$6.28F5−$1,444,400234,020直接
2022/3/15Class A Common StockC轉換取得+6,150$0.00F2$0240,170直接
2022/3/15Class A Common StockS賣出處分−6,150$6.08F6−$37,392234,020直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2022/3/11Class A Common StockC轉換處分−7,258,484$0.00F2$07,258,484直接
2022/3/14Class A Common StockC轉換處分−7,028,484$0.00F2$07,028,484直接
2022/3/15Class A Common StockC轉換處分−7,022,334$0.00F2$07,022,334直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

表 I 有 3 筆、表 II 有 3 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $6.72 to $7.42. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $6.065 to $6.76. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $5.83 to $6.29. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)