Baskett Forest 的 Form 4 申報
Robinhood Markets, Inc.（HOOD），2022/2/1 申報
- 申報編號
- 0001209191-22-006063
- 申報時間
- 2022/2/1
- 交易日
- 2022/1/28-1/31
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易。公開市場賣出合計 $2.96 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Baskett ForestCIK 0001277631 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/28 | Class A Common Stock | J其他處分 | −21,794,173 | $0.00 | $0 | 43,588,345 | 間接 | |
| 2022/1/28 | Class A Common Stock | J其他取得 | +326,913 | $0.00 | $0 | 348,657 | 間接 | |
| 2022/1/28 | Class A Common Stock | J其他處分 | −348,657 | $0.00 | $0 | 0 | 間接 | |
| 2022/1/28 | Class A Common Stock | J其他處分 | −2,028,736 | $0.00 | $0 | 4,057,472 | 間接 | |
| 2022/1/28 | Class A Common Stock | J其他取得 | +30,431 | $0.00 | $0 | 52,175 | 間接 | |
| 2022/1/28 | Class A Common Stock | J其他處分 | −52,175 | $0.00 | $0 | 0 | 間接 | |
| 2022/1/28 | Class A Common Stock | J其他取得 | +18,934 | $0.00 | $0 | 18,934 | 間接 | |
| 2022/1/28 | Class A Common Stock | J其他取得 | +1,952 | $0.00 | $0 | 2,082 | 間接 | |
| 2022/1/31 | Class A Common Stock | S賣出處分 | −2,082 | $14.22F16 | −$29,606.04 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.1799 to $14.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (16) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
備註
Scott D. Sandell, the Managing General Partner at New Enterprise Associates, Inc. and a manager of NEA 15 GP and NEA 17 GP, has been deputized to represent the Reporting Person on the board of directors of the Issuer. By virtue of Mr. Sandell's representation, for purposes of Section 16 of the Securities Exchange Act of 1934, the Reporting Person may be deemed a director by deputization of the Issuer. Mr. Sandell has filed a separate Section 16 report disclosing securities of the Issuer that he may be deemed to beneficially own for Section 16 purposes.