Davidson Francis 的 Form 4/A 修正申報
修正Sonder Holdings Inc.(SOND),2022/1/25 申報
- 申報編號
- 0001209191-22-004853
- 申報時間
- 2022/1/25
- 交易日
- 2022/1/21
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄(2023 年以前)
- 原始申報日
- 2022/1/18
這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 3 筆交易。公開市場賣出合計 $1,500 萬。交易後 4 天申報。
這份修正申報重述了 0001209191-22-003601(2022/1/18 申報)的一部分,沒有重述的交易仍然有效,列在下面。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Davidson FrancisCIK 0001875985 | 董事、高階主管(執行長) |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/21 | Common Stock | S賣出處分 | −1,829,268 | $8.20 | −$14,999,997.6 | 3,367,772 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。
來自 0001209191-22-003601(2022/1/18 申報)。
非衍生性證券(表 I)
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/18 | Common Stock | A公司授予取得 | +5,197,040 | $0.00 | $0 | 5,197,040 | 直接 |
衍生性證券(表 II)
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/18 | Common Stock | A公司授予取得 | +7,421,382 | $0.00 | $0 | 7,421,382 | 直接 | |
| 2022/1/18 | Common Stock | A公司授予取得 | +4,728,634 | $0.00 | $0 | 4,728,634 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F1
This amended Form 4 does not report a new transaction by the Reporting Person. It is being filed solely to correct the date of the sale transaction previously reported on the Form 4 filed on January 18, 2022.
- F2
A portion of the shares are subject to repurchase by the Issuer, which repurchase rights will lapse as to such shares as set forth in the restricted stock purchase agreement dated as of December 2, 2019 entered into between the Reporting Person and Private Company Sonder (as previously defined in the Form 4 filed on January 18, 2022), provided that the Reporting Person remains a service provider to the Issuer through such respective repurchase periods.
- F3
As a result of the Business Combination (as previously defined in the Form 4 filed on January 18, 2022), the Reporting Person is entitled to receive his pro rata portion of additional shares of Common Stock for no additional consideration, if the daily volume weighted average price (based on such trading day) of one share exceeds certain thresholds for a period of at least 10 days out of 20 consecutive trading days, as adjusted, at any time during the 5 year period beginning on the 180th day following the closing of the Business Combination.