Walker John Kent 的 Form 4 申報

Alphabet Inc.（GOOG），2021/12/29 申報

申報編號: 0001209191-21-071493
申報時間: 2021/12/29
交易日: 2021/9/30-12/29
申報延遲: 90 天遲報
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 18 筆非衍生性交易。公開市場賣出合計 $732.0 萬。交易後 90 天才申報，超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Walker John KentCIK 0001238734	高階主管（President, Global Affairs, CLO）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式	旗標
2021/9/30	Class C Capital Stock	G贈與處分	−2,497	$0.00	$0	1	直接	重複申報
2021/9/30	Class C Capital Stock	G贈與取得	+2,497	$0.00	$0	4,986	間接	重複申報
2021/12/27	Class C Google Stock Units	C轉換處分	−1,175	$0.00	$0	19,792	直接
2021/12/27	Class C Google Stock Units	F扣股繳稅處分	−1,155	$2,942.85	−$3,398,991.75	18,637	直接
2021/12/27	Class C Google Stock Units	C轉換處分	−1,324	$0.00	$0	0	直接
2021/12/27	Class C Google Stock Units	F扣股繳稅處分	−1,302	$2,942.85	−$3,831,590.7	1,324	直接
2021/12/27	Class C Capital Stock	C轉換取得	+2,499	$0.00	$0	2,500	直接
2021/12/29	Class C Capital Stock	S賣出處分	−287	$2,923.30^F6	−$838,987.1	4,699	間接
2021/12/29	Class C Capital Stock	S賣出處分	−300	$2,924.62^F7	−$877,386	4,399	間接
2021/12/29	Class C Capital Stock	S賣出處分	−200	$2,925.76^F8	−$585,152	4,199	間接
2021/12/29	Class C Capital Stock	S賣出處分	−400	$2,928.24^F9	−$1,171,296	3,799	間接
2021/12/29	Class C Capital Stock	S賣出處分	−200	$2,930.65^F10	−$586,130	3,599	間接
2021/12/29	Class C Capital Stock	S賣出處分	−200	$2,931.43^F11	−$586,286	3,399	間接
2021/12/29	Class C Capital Stock	S賣出處分	−100	$2,932.98	−$293,298	3,299	間接
2021/12/29	Class C Capital Stock	S賣出處分	−311	$2,934.44^F12	−$912,610.84	2,988	間接
2021/12/29	Class C Capital Stock	S賣出處分	−300	$2,936.91^F13	−$881,073	2,688	間接
2021/12/29	Class C Capital Stock	S賣出處分	−100	$2,937.42	−$293,742	2,588	間接
2021/12/29	Class C Capital Stock	S賣出處分	−100	$2,938.54	−$293,854	2,488	間接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,922.91 to $2,923.90, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (6) through (13) to this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,924.22 to $2,925.21, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,925.59 to $2,926.58, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,927.80 to $2,928.79, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F10

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,930.21 to $2,931.20, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F11

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,931.26 to $2,932.25, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F12

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,934.15 to $2,935.14, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F13

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,936.37 to $2,937.36, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

備註

All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

看 SEC EDGAR 上的完整原文（在新分頁開啟）