Abbo Edward Y 的 Form 4 申報
C3.ai, Inc.（AI），2021/11/22 申報
- 申報編號
- 0001209191-21-066166
- 申報時間
- 2021/11/22
- 交易日
- 2021/11/18
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $100.5 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Abbo Edward YCIK 0001218471 | 高階主管（技術長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/18 | Class A Common Stock | M行使選擇權取得 | +21,266 | $1.56 | +$33,174.96 | 82,553 | 直接 | |
| 2021/11/18 | Class A Common Stock | S賣出處分 | −11,633 | $42.57F2 | −$495,216.81 | 70,920 | 直接 | |
| 2021/11/18 | Class A Common Stock | S賣出處分 | −3,856 | $43.26F3 | −$166,810.56 | 67,064 | 直接 | |
| 2021/11/18 | Class A Common Stock | S賣出處分 | −5,732 | $44.61F4 | −$255,704.52 | 61,332 | 直接 | |
| 2021/11/18 | Class A Common Stock | S賣出處分 | −1,917 | $45.56F5 | −$87,338.52 | 59,415 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/18 | Class A Common Stock | M行使選擇權處分 | −21,266 | $0.00 | $0 | 179,191 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $42.05 to $43.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $43.05 to $43.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $44.06 to $45.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $45.07 to $46.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
Exhibit List Exhibit 24 - Power of Attorney