Yeaman Kevin J 的 Form 4 申報
Dolby Laboratories, Inc.（DLB），2021/11/22 申報
- 申報編號
- 0001209191-21-066102
- 申報時間
- 2021/11/22
- 交易日
- 2021/11/18
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $264.5 萬。交易後 4 天申報。
這份申報後來被修正申報 0001209191-21-066618（2021/11/23）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Yeaman Kevin JCIK 0001200469 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/18 | Class A Common Stock | M行使選擇權取得 | +29,457 | $42.98 | +$1,266,061.86 | 62,352 | 間接 | |
| 2021/11/18 | Class A Common Stock | S賣出處分 | −4,017 | $87.71F1 | −$352,331.07 | 58,335 | 間接 | |
| 2021/11/18 | Class A Common Stock | S賣出處分 | −5,672 | $88.82F2 | −$503,787.04 | 52,663 | 間接 | |
| 2021/11/18 | Class A Common Stock | S賣出處分 | −6,283 | $89.79F3 | −$564,150.57 | 46,380 | 間接 | |
| 2021/11/18 | Class A Common Stock | S賣出處分 | −13,485 | $90.81F4 | −$1,224,572.85 | 32,985 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/18 | Class A Common Stock | M行使選擇權處分 | −29,457 | $0.00 | $0 | 247,414 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The shares were sold in multiple transactions at prices ranging from $87.24 to $88.22, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The shares were sold in multiple transactions at prices ranging from $88.34 to $89.15 inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The shares were sold in multiple transactions at prices ranging from $89.37 to $90.34, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The shares were sold in multiple transactions at prices ranging from $90.46 to $91.18, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
**All of the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.**