Stein Kevin M 的 Form 4 申報
TransDigm Group INC（TDG），2021/11/22 申報
- 申報編號
- 0001209191-21-066021
- 申報時間
- 2021/11/22
- 交易日
- 2021/11/18
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $2,646 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stein Kevin MCIK 0001431675 | 高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/18 | Common Stock | M行使選擇權取得 | +40,000 | $191.79 | +$7,671,600 | 41,347 | 直接 | |
| 2021/11/18 | Common Stock | S賣出處分 | −2,074 | $659.92F1 | −$1,368,674.08 | 39,273 | 直接 | |
| 2021/11/18 | Common Stock | S賣出處分 | −28,235 | $660.92F2 | −$18,661,076.2 | 11,038 | 直接 | |
| 2021/11/18 | Common Stock | S賣出處分 | −2,330 | $661.80F3 | −$1,541,994 | 8,708 | 直接 | |
| 2021/11/18 | Common Stock | S賣出處分 | −3,169 | $663.41F4 | −$2,102,346.29 | 5,539 | 直接 | |
| 2021/11/18 | Common Stock | S賣出處分 | −3,182 | $664.07F5 | −$2,113,070.74 | 2,357 | 直接 | |
| 2021/11/18 | Common Stock | S賣出處分 | −1,010 | $665.00F6 | −$671,650 | 1,347 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/18 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 38,800 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $659.495 - $660.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $660.51 - $661.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $661.52 - $662.485. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $662.86 - $663.84. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $663.87 - $664.835. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $664.97 - $665.13. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。