Behzadi Houman 的 Form 4 申報
C3.ai, Inc.（AI），2021/11/17 申報
- 申報編號
- 0001209191-21-065219
- 申報時間
- 2021/11/17
- 交易日
- 2021/11/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $77.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Behzadi HoumanCIK 0001834429 | 高階主管（產品長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/15 | Class A Common Stock | M行使選擇權取得 | +15,887 | $1.68 | +$26,690.16 | 347,495 | 直接 | |
| 2021/11/15 | Class A Common Stock | S賣出處分 | −11,145 | $48.41F2 | −$539,529.45 | 336,350 | 直接 | |
| 2021/11/15 | Class A Common Stock | S賣出處分 | −1,400 | $49.31F3 | −$69,034 | 334,950 | 直接 | |
| 2021/11/15 | Class A Common Stock | S賣出處分 | −2,839 | $50.40F4 | −$143,085.6 | 332,111 | 直接 | |
| 2021/11/15 | Class A Common Stock | S賣出處分 | −503 | $51.26F5 | −$25,783.78 | 331,608 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/15 | Class A Common Stock | M行使選擇權處分 | −15,887 | $0.00 | $0 | 85,673 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $47.93 to $48.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $48.93 to $49.61. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $50.03 to $50.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $51.04 to $51.57. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。