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Afsari Nasym 的 Form 4 申報

Onterris, Inc.(ONT),2021/11/12 申報

申報編號
0001209191-21-064235
申報時間
2021/11/12
交易日
2021/11/9
申報延遲
3 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $43.4 萬。交易後 3 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Afsari NasymCIK 0001817851高階主管(法務長、公司秘書)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/11/9Common StockM行使選擇權取得+5,691$6.03+$34,316.7322,441直接
2021/11/9Common StockS賣出處分−1,917$75.83F1−$145,366.1120,524直接
2021/11/9Common StockS賣出處分−3,774$76.57F2−$288,975.1816,750直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/11/9Common StockM行使選擇權處分−5,691$0.00$066,625直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $75.19 to $76.08, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

F2

The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $76.22 to $76.99, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

備註

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)