Greenberg Evan G 的 Form 4/A 修正申報
修正Chubb Ltd（CB），2021/10/28 申報
- 申報編號
- 0001209191-21-061906
- 申報時間
- 2021/10/28
- 交易日
- 2021/8/23
- 申報延遲
- 66 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/8/25
這份申報列了 1 筆非衍生性交易、1 筆衍生性交易。沿用原件裡沒有重述的 5 筆交易。公開市場賣出合計 $2,150 萬。交易後 66 天申報。
這份修正申報重述了 0001209191-21-053309（2021/8/25 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Greenberg Evan GCIK 0001162125 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/23 | Common Shares | M行使選擇權取得 | +1,363 | $73.35 | +$99,976.05 | 733,282 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/23 | Common Shares | M行使選擇權處分 | −1,363 | $0.00 | $0 | 177,851 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001209191-21-053309（2021/8/25 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/23 | Common Shares | S賣出處分 | −69,908 | $186.22F1 | −$13,018,267.76 | 733,483 | 直接 | |
| 2021/8/23 | Common Shares | S賣出處分 | −201 | $187.03F2 | −$37,593.03 | 733,282 | 直接 | |
| 2021/8/24 | Common Shares | M行使選擇權取得 | +45,433 | $73.35 | +$3,332,510.55 | 778,715 | 直接 | |
| 2021/8/24 | Common Shares | S賣出處分 | −45,433 | $185.91F3 | −$8,446,449.03 | 733,282 | 直接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/24 | Common Shares | M行使選擇權處分 | −45,433 | $0.00 | $0 | 875,066 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
The Common Shares reported herein as being sold were sold at a range of between $186.00 and $187.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The Common Shares reported herein as being sold were sold at a range of between $187.02 and $187.04 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The Common Shares reported herein as being sold were sold at a range of between $185.75 and $186.68 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On August 25, 2021, the reporting person filed a Form 4 reporting an exercise of options to acquire 70,109 common shares and the subsequent sale of such shares on August 23, 2021, and an exercise of options to acquire 45,433 common shares and the subsequent sale of such shares on August 24, 2021. Such options to acquire common shares had previously been gifted to entities for which adult family members of the reporting person are beneficiaries and for which the reporting person does not have a pecuniary interest, so the exercise of those options and subsequent sale of shares did not need to be reported. This Form 4/A amends the Form 4 filed on August 25, 2021 so that such Form 4, as amended, only reflects the exercise of the 1,363 options to acquire common shares held by the reporting person on August 23, 2021.
- F2
Options vested as follows: 1/3 on February 23, 2013, 1/3 on February 23, 2014 and 1/3 on February 23, 2015.
- F3
As of August 25, 2021, the reporting person owned in aggregate 177,851 options to acquire common shares, which such aggregate number includes options from other tranches with different exercise prices, vesting and expiration dates.