Brin Sergey 的 Form 4 申報

Alphabet Inc.（GOOG），2021/10/12 申報

申報編號: 0001209191-21-060288
申報時間: 2021/10/12
交易日: 2021/10/11
申報延遲: 1 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 28 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $3,887 萬。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Brin SergeyCIK 0001295032	董事、持股 10% 以上大股東

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2021/10/11	Class A Common Stock	C轉換取得	+13,889	$0.00	$0	13,889	直接
2021/10/11	Class A Common Stock	S賣出處分	−10	$2,777.74	−$27,777.4	13,879	直接
2021/10/11	Class A Common Stock	S賣出處分	−300	$2,779.33^F2	−$833,799	13,579	直接
2021/10/11	Class A Common Stock	S賣出處分	−243	$2,780.88^F3	−$675,753.84	13,336	直接
2021/10/11	Class A Common Stock	S賣出處分	−605	$2,783.07^F4	−$1,683,757.35	12,731	直接
2021/10/11	Class A Common Stock	S賣出處分	−100	$2,785.82	−$278,582	12,631	直接
2021/10/11	Class A Common Stock	S賣出處分	−300	$2,787.79^F5	−$836,337	12,331	直接
2021/10/11	Class A Common Stock	S賣出處分	−900	$2,788.78^F6	−$2,509,902	11,431	直接
2021/10/11	Class A Common Stock	S賣出處分	−200	$2,789.47^F7	−$557,894	11,231	直接
2021/10/11	Class A Common Stock	S賣出處分	−700	$2,790.99^F8	−$1,953,693	10,531	直接
2021/10/11	Class A Common Stock	S賣出處分	−709	$2,792.48^F9	−$1,979,868.32	9,822	直接
2021/10/11	Class A Common Stock	S賣出處分	−200	$2,793.90^F10	−$558,780	9,622	直接
2021/10/11	Class A Common Stock	S賣出處分	−800	$2,795.73^F11	−$2,236,584	8,822	直接
2021/10/11	Class A Common Stock	S賣出處分	−702	$2,796.92^F12	−$1,963,437.84	8,120	直接
2021/10/11	Class A Common Stock	S賣出處分	−500	$2,797.81^F13	−$1,398,905	7,620	直接
2021/10/11	Class A Common Stock	S賣出處分	−300	$2,798.76^F14	−$839,628	7,320	直接
2021/10/11	Class A Common Stock	S賣出處分	−500	$2,800.16^F15	−$1,400,080	6,820	直接
2021/10/11	Class A Common Stock	S賣出處分	−847	$2,802.18^F16	−$2,373,446.46	5,973	直接
2021/10/11	Class A Common Stock	S賣出處分	−900	$2,803.37^F17	−$2,523,033	5,073	直接
2021/10/11	Class A Common Stock	S賣出處分	−700	$2,804.84^F18	−$1,963,388	4,373	直接
2021/10/11	Class A Common Stock	S賣出處分	−726	$2,805.60^F19	−$2,036,865.6	3,647	直接
2021/10/11	Class A Common Stock	S賣出處分	−870	$2,806.63^F20	−$2,441,768.1	2,777	直接
2021/10/11	Class A Common Stock	S賣出處分	−600	$2,807.81^F21	−$1,684,686	2,177	直接
2021/10/11	Class A Common Stock	S賣出處分	−777	$2,809.10^F22	−$2,182,670.7	1,400	直接
2021/10/11	Class A Common Stock	S賣出處分	−600	$2,810.06^F23	−$1,686,036	800	直接
2021/10/11	Class A Common Stock	S賣出處分	−100	$2,810.96	−$281,096	700	直接
2021/10/11	Class A Common Stock	S賣出處分	−300	$2,812.46^F24	−$843,738	400	直接
2021/10/11	Class A Common Stock	S賣出處分	−400	$2,784.69^F25	−$1,113,876	0	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2021/10/11	Class A Common Stock	C轉換處分	−13,889	$0.00	$0	18,919,643	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,779.09 to $2,780.08, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (25) to this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,780.74 to $2,781.73, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,782.82 to $2,783.81, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,787.21 to $2,788.20, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,788.33 to $2,789.32, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,789.36 to $2,790.35, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,790.55 to $2,791.54, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,792.00 to $2,792.99, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F10

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,793.65 to $2,794.64, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F11

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,795.44 to $2,796.43, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F12

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,796.54 to $2,797.53, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F13

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,797.57 to $2,798.56, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F14

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,798.63 to $2,799.62, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F15

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,799.91 to $2,800.90, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F16

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,801.76 to $2,802.75, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F17

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,803.10 to $2,804.09, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F18

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,804.21 to $2,805.20, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F19

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,805.21 to $2,806.20, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F20

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,806.30 to $2,807.29, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F21

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,807.44 to $2,808.43, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F22

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,808.70 to $2,809.69, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F23

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,809.73 to $2,810.72, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F24

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,812.15 to $2,813.14, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F25

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,784.46 to $2,785.45, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

備註

Related transactions effected by the Reporting Person on October 11, 2021 are reported on additional Form 4. All transactions were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

看 SEC EDGAR 上的完整原文（在新分頁開啟）