Girouard Dave 的 Form 4 申報
Upstart Holdings, Inc.（UPST），2021/10/5 申報
- 申報編號
- 0001209191-21-059750
- 申報時間
- 2021/10/5
- 交易日
- 2021/10/1
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 27 筆非衍生性交易。公開市場賣出合計 $3,770 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Girouard DaveCIK 0001832805 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/1 | Common Stock | S賣出處分 | −4,100 | $286.28F2 | −$1,173,748 | 174,208 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −3,600 | $287.29F5 | −$1,034,244 | 170,608 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −2,928 | $288.56F6 | −$844,903.68 | 167,680 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −6,283 | $289.40F7 | −$1,818,300.2 | 161,397 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −4,400 | $290.64F8 | −$1,278,816 | 156,997 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −2,900 | $291.41F9 | −$845,089 | 154,097 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −2,118 | $292.54F10 | −$619,599.72 | 151,979 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −1,400 | $293.74F11 | −$411,236 | 150,579 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −6,000 | $294.64F12 | −$1,767,840 | 144,579 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −6,200 | $295.68F13 | −$1,833,216 | 138,379 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −1,844 | $296.70F14 | −$547,114.8 | 136,535 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −2,808 | $298.22F15 | −$837,401.76 | 133,727 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −5,820 | $299.00F16 | −$1,740,180 | 127,907 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −2,000 | $300.32F17 | −$600,640 | 125,907 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −6,800 | $301.49F18 | −$2,050,132 | 119,107 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −1,721 | $302.24F19 | −$520,155.04 | 117,386 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −1,300 | $303.68F20 | −$394,784 | 116,086 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −6,820 | $305.28F21 | −$2,082,009.6 | 109,266 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −8,513 | $306.05F22 | −$2,605,403.65 | 100,753 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −10,037 | $307.20F23 | −$3,083,366.4 | 90,716 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −9,206 | $308.09F24 | −$2,836,276.54 | 81,510 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −6,328 | $309.27F25 | −$1,957,060.56 | 75,182 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −7,565 | $310.28F26 | −$2,347,268.2 | 67,617 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −2,069 | $311.50F27 | −$644,493.5 | 65,548 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −5,740 | $312.01F28 | −$1,790,937.4 | 59,808 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −5,900 | $313.16F29 | −$1,847,644 | 53,908 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −600 | $314.10F30 | −$188,460 | 53,308 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.79 to $286.77. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), and footnotes (5) through (30) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.86 to $287.83.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $287.98 to $288.91.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $289.00 to $289.99.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $290.00 to $290.99.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $291.00 to $291.89.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $292.09 to $293.01.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $293.115 to $294.06.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $294.22 to $295.18.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.25 to $296.17.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $296.31 to $297.24.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $297.52 to $298.45.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $298.53 to $299.38.
表 I 有 1 筆交易的價格引用這則附註。
- F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $299.745 to $300.72.
表 I 有 1 筆交易的價格引用這則附註。
- F18
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $300.96 to $301.89.
表 I 有 1 筆交易的價格引用這則附註。
- F19
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $302.00 to $302.60.
表 I 有 1 筆交易的價格引用這則附註。
- F20
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $303.23 to $303.90.
表 I 有 1 筆交易的價格引用這則附註。
- F21
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $304.64 to $305.63.
表 I 有 1 筆交易的價格引用這則附註。
- F22
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $305.64 to $306.61.
表 I 有 1 筆交易的價格引用這則附註。
- F23
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.64 to $307.63.
表 I 有 1 筆交易的價格引用這則附註。
- F24
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $307.655 to $308.65.
表 I 有 1 筆交易的價格引用這則附註。
- F25
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $308.66 to $309.65.
表 I 有 1 筆交易的價格引用這則附註。
- F26
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $309.77 to $310.76.
表 I 有 1 筆交易的價格引用這則附註。
- F27
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $310.78 to $311.77.
表 I 有 1 筆交易的價格引用這則附註。
- F28
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $311.79 to $312.78.
表 I 有 1 筆交易的價格引用這則附註。
- F29
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $312.79 to $313.75.
表 I 有 1 筆交易的價格引用這則附註。
- F30
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $313.99 to $314.20.
表 I 有 1 筆交易的價格引用這則附註。
備註
Due to a 30 line item limitation in Table I, this is the first of two Forms 4 filed by Dave Girouard.