Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2021/9/17 申報
- 申報編號
- 0001209191-21-056539
- 申報時間
- 2021/9/17
- 交易日
- 2021/9/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $699.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/15 | Common Stock | M行使選擇權取得 | +11,500 | $130.09 | +$1,496,035 | 33,047.51 | 間接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −227 | $602.24F1 | −$136,708.48 | 32,820.51 | 間接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −343 | $603.24F2 | −$206,911.32 | 32,477.51 | 間接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −478 | $604.99F3 | −$289,185.22 | 31,999.51 | 間接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −1,255 | $605.84F4 | −$760,329.2 | 30,744.51 | 間接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −1,515 | $606.91F5 | −$919,468.65 | 29,229.51 | 間接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −2,392 | $608.07F6 | −$1,454,503.44 | 26,837.51 | 間接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −2,906 | $609.17F7 | −$1,770,248.02 | 23,931.51 | 間接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −1,272 | $609.96F8 | −$775,869.12 | 22,659.51 | 間接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −140 | $610.78F9 | −$85,509.2 | 22,519.51 | 間接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −500 | $612.63F10 | −$306,315 | 22,019.51 | 間接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −380 | $613.50F11 | −$233,130 | 21,639.51 | 間接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −92 | $614.77F12 | −$56,558.84 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/15 | Common Stock | M行使選擇權處分 | −11,500 | $0.00 | $0 | 149,500 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $601.90 - $602.89. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $602.90 - $603.67. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $604.45 - $605.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $605.48 - $606.39. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $606.51 - $607.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $607.53 - $608.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $608.53 - $609.52. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $609.57 - $610.525. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $610.60 - $610.865. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $612.18 - $613.12. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $613.26 - $614.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $614.59 - $614.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.