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Yeaman Kevin J 的 Form 4 申報

Dolby Laboratories, Inc.(DLB),2021/9/16 申報

申報編號
0001209191-21-056484
申報時間
2021/9/16
交易日
2021/9/14
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $279.5 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Yeaman Kevin JCIK 0001200469董事、高階主管(總裁、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/9/14Class A Common StockM行使選擇權取得+29,457$37.35+$1,100,218.9562,352間接
2021/9/14Class A Common StockS賣出處分−9,835$94.35F1−$927,932.2552,517間接
2021/9/14Class A Common StockS賣出處分−19,622$95.13F2−$1,866,640.8632,895間接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/9/14Class A Common StockM行使選擇權處分−29,457$0.00$014,730間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The shares were sold in multiple transactions at prices ranging from $93.87 to $94.86, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

表 I 有 1 筆交易的價格引用這則附註。

F2

The shares were sold in multiple transactions at prices ranging from $94.87 to $95.35 inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

表 I 有 1 筆交易的價格引用這則附註。

備註

**All of the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.**

看 SEC EDGAR 上的完整原文 (在新分頁開啟)