Siebel Thomas M 的 Form 4 申報
C3.ai, Inc.（AI），2021/9/15 申報
- 申報編號
- 0001209191-21-056242
- 申報時間
- 2021/9/15
- 交易日
- 2021/9/13-9/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易。公開市場賣出合計 $3,149 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Siebel Thomas MCIK 0001031530 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/13 | Class A Common Stock | S賣出處分 | −98,698 | $48.71F2 | −$4,807,579.58 | 5,138,629 | 間接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −197,253 | $49.52F4 | −$9,767,968.56 | 4,941,376 | 間接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −41,415 | $50.30F5 | −$2,083,174.5 | 4,899,961 | 間接 | |
| 2021/9/14 | Class A Common Stock | S賣出處分 | −205,650 | $48.62F6 | −$9,998,703 | 4,694,311 | 間接 | |
| 2021/9/14 | Class A Common Stock | S賣出處分 | −22,450 | $49.42F7 | −$1,109,479 | 4,671,861 | 間接 | |
| 2021/9/15 | Class A Common Stock | S賣出處分 | −29,466 | $48.57F8 | −$1,431,163.62 | 4,642,395 | 間接 | |
| 2021/9/15 | Class A Common Stock | S賣出處分 | −23,334 | $49.19F9 | −$1,147,799.46 | 4,619,061 | 間接 | |
| 2021/9/15 | Class A Common Stock | S賣出處分 | −17,300 | $50.27F10 | −$869,671 | 4,061,761 | 間接 | |
| 2021/9/15 | Class A Common Stock | S賣出處分 | −5,300 | $50.95F11 | −$270,035 | 4,596,461 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $48.04 to $49.0375. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $49.04 to $50.035. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $50.04 to $50.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $48.185 to $49.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $49.1875 to $49.805. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $47.85 to $48.835. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents weighted average sales price. The shares were sold at prices ranging from $48.84 to $49.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents weighted average sales price. The shares were sold at prices ranging from $49.84 to $50.8375. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Represents weighted average sales price. The shares were sold at prices ranging from $50.84 to $51.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。