Crutchfield Bradford 的 Form 4 申報
10x Genomics, Inc.（TXG），2021/9/15 申報
- 申報編號
- 0001209191-21-056229
- 申報時間
- 2021/9/15
- 交易日
- 2021/9/13
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $296.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Crutchfield BradfordCIK 0001246406 | 高階主管（商務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/13 | Class A Common Stock | M行使選擇權取得 | +17,000 | $1.16 | +$19,720 | 60,336 | 直接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −2,300 | $169.06F2 | −$388,838 | 58,036 | 直接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −1,300 | $170.30F3 | −$221,390 | 56,736 | 直接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −300 | $171.20F4 | −$51,360 | 56,436 | 直接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −400 | $172.40F5 | −$68,960 | 56,036 | 直接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −2,700 | $174.14F6 | −$470,178 | 53,336 | 直接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −2,694 | $175.17F7 | −$471,907.98 | 50,642 | 直接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −3,906 | $176.19F8 | −$688,198.14 | 46,736 | 直接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −1,700 | $177.21F9 | −$301,257 | 45,036 | 直接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −1,000 | $178.24F10 | −$178,240 | 44,036 | 直接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −500 | $178.90F11 | −$89,450 | 43,536 | 直接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −100 | $181.24 | −$18,124 | 43,436 | 直接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −100 | $184.32 | −$18,432 | 43,336 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/13 | Class A Common Stock | M行使選擇權處分 | −17,000 | $0.00 | $0 | 477,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $168.75 to $169.70. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $169.865 to $170.79. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $170.88 to $171.66. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $172.30 to $172.48. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $173.67 to $174.65. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $174.73 to $175.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $175.75 to $176.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $176.75 to $177.74. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $177.79 to $178.785. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $178.81 to $179.02. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。