Saxonov Serge 的 Form 4 申報
10x Genomics, Inc.（TXG），2021/9/9 申報
- 申報編號
- 0001209191-21-055333
- 申報時間
- 2021/9/9
- 交易日
- 2021/8/26-9/7
- 申報延遲
- 14 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $282.6 萬。交易後 14 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Saxonov SergeCIK 0001786720 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/26 | Class A Common Stock | G贈與處分 | −360 | $0.00 | $0 | 4,498 | 間接 | |
| 2021/9/7 | Class A Common Stock | M行使選擇權取得 | +5,209 | $5.04 | +$26,253.36 | 903,677 | 直接 | |
| 2021/9/7 | Class A Common Stock | M行使選擇權取得 | +9,791 | $11.48 | +$112,400.68 | 913,468 | 直接 | |
| 2021/9/7 | Class A Common Stock | S賣出處分 | −700 | $184.49F5 | −$129,143 | 912,768 | 直接 | |
| 2021/9/7 | Class A Common Stock | S賣出處分 | −1,200 | $185.50F6 | −$222,600 | 911,568 | 直接 | |
| 2021/9/7 | Class A Common Stock | S賣出處分 | −2,702 | $186.74F7 | −$504,571.48 | 908,866 | 直接 | |
| 2021/9/7 | Class A Common Stock | S賣出處分 | −2,025 | $187.45F8 | −$379,586.25 | 906,841 | 直接 | |
| 2021/9/7 | Class A Common Stock | S賣出處分 | −1,414 | $188.51F9 | −$266,553.14 | 905,427 | 直接 | |
| 2021/9/7 | Class A Common Stock | S賣出處分 | −2,800 | $189.81F10 | −$531,468 | 902,627 | 直接 | |
| 2021/9/7 | Class A Common Stock | S賣出處分 | −3,759 | $190.44F11 | −$715,863.96 | 898,868 | 直接 | |
| 2021/9/7 | Class A Common Stock | S賣出處分 | −400 | $191.13F12 | −$76,452 | 898,468 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/7 | Class A Common Stock | M行使選擇權處分 | −5,209 | $0.00 | $0 | 68,948 | 直接 | |
| 2021/9/7 | Class A Common Stock | M行使選擇權處分 | −9,791 | $0.00 | $0 | 58,130 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F5
This transaction was executed in multiple trades at prices ranging from $184.00 to $184.855. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $185.015 to $185.98. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $186.105 to $187.095. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $187.11 to $188.075. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $188.155 to $189.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $189.20 to $190.02. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $190.08 to $191.00. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $191.09 to $191.16. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。