Leonard John M 的 Form 4 申報
Intellia Therapeutics, Inc.（NTLA），2021/9/1 申報
- 申報編號
- 0001209191-21-054331
- 申報時間
- 2021/9/1
- 交易日
- 2021/8/30-9/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 16 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $1,952 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Leonard John MCIK 0001563584 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/30 | Common Stock | M行使選擇權取得 | +11,637 | $13.40 | +$155,935.8 | 730,942 | 直接 | |
| 2021/8/30 | Common Stock | M行使選擇權取得 | +27,167 | $14.58 | +$396,094.86 | 758,109 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −2,055 | $152.81F2 | −$314,024.55 | 756,054 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −2,334 | $153.66F3 | −$358,642.44 | 753,720 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −7,428 | $154.98F4 | −$1,151,191.44 | 746,292 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −15,567 | $155.70F5 | −$2,423,781.9 | 730,725 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −4,758 | $156.96F6 | −$746,815.68 | 725,967 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −3,123 | $157.75F7 | −$492,653.25 | 722,844 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −2,598 | $159.18F8 | −$413,549.64 | 720,246 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −725 | $159.98F9 | −$115,985.5 | 719,521 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −216 | $160.69F10 | −$34,709.04 | 719,305 | 直接 | |
| 2021/8/31 | Common Stock | M行使選擇權取得 | +37,833 | $14.58 | +$551,605.14 | 757,138 | 直接 | |
| 2021/8/31 | Common Stock | S賣出處分 | −37,833 | $155.00 | −$5,864,115 | 719,305 | 直接 | |
| 2021/9/1 | Common Stock | M行使選擇權取得 | +28,750 | $23.46 | +$674,475 | 748,055 | 直接 | |
| 2021/9/1 | Common Stock | M行使選擇權取得 | +15,985 | $18.30 | +$292,525.5 | 764,040 | 直接 | |
| 2021/9/1 | Common Stock | S賣出處分 | −44,735 | $170.00 | −$7,604,950 | 719,305 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/30 | Common Stock | M行使選擇權處分 | −11,637 | $0.00 | $0 | 212,501 | 直接 | |
| 2021/8/30 | Common Stock | M行使選擇權處分 | −27,167 | $0.00 | $0 | 127,833 | 直接 | |
| 2021/8/31 | Common Stock | M行使選擇權處分 | −37,833 | $0.00 | $0 | 90,000 | 直接 | |
| 2021/9/1 | Common Stock | M行使選擇權處分 | −28,750 | $0.00 | $0 | 0 | 直接 | |
| 2021/9/1 | Common Stock | M行使選擇權處分 | −15,985 | $0.00 | $0 | 11,515 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.21 to $153.165, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.22 to $154.13, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.31 to $155.305, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.31 to $156.305, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.31 to $157.24, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.395 to $158.21, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.49 to $159.465, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.56 to $160.40, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.62 to $160.745, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。