Sepp-Lorenzino Laura 的 Form 4 申報
Intellia Therapeutics, Inc.（NTLA），2021/9/1 申報
- 申報編號
- 0001209191-21-054321
- 申報時間
- 2021/9/1
- 交易日
- 2021/8/30
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,502 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sepp-Lorenzino LauraCIK 0001777421 | 高階主管（執行副總裁、科學長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/30 | Common Stock | M行使選擇權取得 | +27,000 | $13.40 | +$361,800 | 29,391 | 直接 | |
| 2021/8/30 | Common Stock | M行使選擇權取得 | +70,000 | $14.25 | +$997,500 | 99,391 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −15,839 | $152.75F2 | −$2,419,407.25 | 83,552 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −20,645 | $153.64F3 | −$3,171,897.8 | 62,907 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −28,669 | $154.77F4 | −$4,437,101.13 | 34,238 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −16,115 | $155.61F5 | −$2,507,655.15 | 18,123 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −7,425 | $156.79F6 | −$1,164,165.75 | 10,698 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −3,932 | $157.77F7 | −$620,351.64 | 6,766 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −1,515 | $158.90F8 | −$240,733.5 | 5,251 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −2,653 | $159.64F9 | −$423,524.92 | 2,598 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −207 | $160.47F10 | −$33,217.29 | 2,391 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/30 | Common Stock | M行使選擇權處分 | −27,000 | $0.00 | $0 | 82,000 | 直接 | |
| 2021/8/30 | Common Stock | M行使選擇權處分 | −70,000 | $0.00 | $0 | 80,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.16 to $153.155, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.16 to $154.15, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.22 to $155.215, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.22 to $156.19, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.22 to $157.21, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.305 to $158.245, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.31 to $159.165, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.31 to $160.17, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.40 to $160.53, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。