Goddard Glenn 的 Form 4 申報
Intellia Therapeutics, Inc.（NTLA），2021/9/1 申報
- 申報編號
- 0001209191-21-054315
- 申報時間
- 2021/9/1
- 交易日
- 2021/8/30-8/31
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $478.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Goddard GlennCIK 0001581992 | 高階主管（執行副總裁、財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/30 | Common Stock | M行使選擇權取得 | +5,200 | $19.27 | +$100,204 | 5,200 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −704 | $153.22F2 | −$107,866.88 | 4,496 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −1,100 | $154.29F3 | −$169,719 | 3,396 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −1,700 | $155.29F4 | −$263,993 | 1,696 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −300 | $156.10F5 | −$46,830 | 1,396 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −496 | $157.33F6 | −$78,035.68 | 900 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −300 | $158.42F7 | −$47,526 | 600 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −300 | $159.53F8 | −$47,859 | 300 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −300 | $160.84F9 | −$48,252 | 0 | 直接 | |
| 2021/8/31 | Common Stock | M行使選擇權取得 | +22,983 | $19.27 | +$442,882.41 | 22,983 | 直接 | |
| 2021/8/31 | Common Stock | M行使選擇權取得 | +1,817 | $14.58 | +$26,491.86 | 24,800 | 直接 | |
| 2021/8/31 | Common Stock | S賣出處分 | −24,800 | $160.22F10 | −$3,973,456 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/30 | Common Stock | M行使選擇權處分 | −5,200 | $0.00 | $0 | 64,800 | 直接 | |
| 2021/8/31 | Common Stock | M行使選擇權處分 | −22,983 | $0.00 | $0 | 41,817 | 直接 | |
| 2021/8/31 | Common Stock | M行使選擇權處分 | −1,817 | $0.00 | $0 | 15,933 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.75 to $153.62, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.76 to $154.71, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.805 to $155.74, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.81 to $156.30, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.86 to $157.84, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.08 to $158.81, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.31 to $159.79, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.61 to $160.95, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.00 to $160.59, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 31, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。