Siebel Thomas M 的 Form 4 申報
C3.ai, Inc.（AI），2021/8/18 申報
- 申報編號
- 0001209191-21-052366
- 申報時間
- 2021/8/18
- 交易日
- 2021/8/16-8/18
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易。公開市場賣出合計 $3,022 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Siebel Thomas MCIK 0001031530 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/16 | Class A Common Stock | S賣出處分 | −160,224 | $46.53F2 | −$7,455,222.72 | 5,731,048 | 間接 | |
| 2021/8/16 | Class A Common Stock | S賣出處分 | −129,509 | $47.27F4 | −$6,121,890.43 | 5,601,539 | 間接 | |
| 2021/8/16 | Class A Common Stock | S賣出處分 | −7,900 | $48.40F5 | −$382,360 | 5,593,639 | 間接 | |
| 2021/8/17 | Class A Common Stock | S賣出處分 | −229,215 | $45.46F6 | −$10,420,113.9 | 5,364,424 | 間接 | |
| 2021/8/17 | Class A Common Stock | S賣出處分 | −100 | $46.04 | −$4,604 | 5,364,324 | 間接 | |
| 2021/8/18 | Class A Common Stock | S賣出處分 | −61,323 | $45.55F7 | −$2,793,262.65 | 5,303,001 | 間接 | |
| 2021/8/18 | Class A Common Stock | S賣出處分 | −65,674 | $46.39F8 | −$3,046,616.86 | 5,237,327 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $45.90 to $46.89. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $46.90 to $47.89. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $48.02 to $48.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.9925. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $46.00 to $46.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。