Chew Lewis 的 Form 4 申報
Dolby Laboratories, Inc.（DLB），2021/8/9 申報
- 申報編號
- 0001209191-21-050422
- 申報時間
- 2021/8/9
- 交易日
- 2021/8/5-8/6
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $440.1 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Chew LewisCIK 0001224994 | 高階主管（執行副總裁、財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/5 | Class A Common Stock | M行使選擇權取得 | +30,000 | $33.15 | +$994,500 | 135,598 | 直接 | |
| 2021/8/5 | Class A Common Stock | S賣出處分 | −20,698 | $97.38F2 | −$2,015,571.24 | 114,900 | 直接 | |
| 2021/8/5 | Class A Common Stock | S賣出處分 | −9,302 | $97.86F3 | −$910,293.72 | 105,598 | 直接 | |
| 2021/8/6 | Class A Common Stock | M行使選擇權取得 | +15,000 | $33.15 | +$497,250 | 120,598 | 直接 | |
| 2021/8/6 | Class A Common Stock | S賣出處分 | −12,600 | $98.26F4 | −$1,238,076 | 107,998 | 直接 | |
| 2021/8/6 | Class A Common Stock | S賣出處分 | −2,400 | $98.87F5 | −$237,288 | 105,598 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/5 | Class A Common Stock | M行使選擇權處分 | −30,000 | $0.00 | $0 | 15,000 | 直接 | |
| 2021/8/6 | Class A Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The shares were sold in multiple transactions at prices ranging from $96.74 to $97.73, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The shares were sold in multiple transactions at prices ranging from $97.75 to $97.95, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The shares were sold in multiple transactions at prices ranging from $97.74 to $98.73, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The shares were sold in multiple transactions at prices ranging from $98.74 to $99.07, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。