Sepp-Lorenzino Laura 的 Form 4 申報
Intellia Therapeutics, Inc.（NTLA），2021/8/6 申報
- 申報編號
- 0001209191-21-050228
- 申報時間
- 2021/8/6
- 交易日
- 2021/8/4
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $359.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sepp-Lorenzino LauraCIK 0001777421 | 高階主管（執行副總裁、科學長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/4 | Common Stock | M行使選擇權取得 | +26,000 | $13.40 | +$348,400 | 28,391 | 直接 | |
| 2021/8/4 | Common Stock | S賣出處分 | −1,471 | $135.47F2 | −$199,276.37 | 26,920 | 直接 | |
| 2021/8/4 | Common Stock | S賣出處分 | −6,814 | $136.79F3 | −$932,087.06 | 20,106 | 直接 | |
| 2021/8/4 | Common Stock | S賣出處分 | −6,344 | $137.72F4 | −$873,695.68 | 13,762 | 直接 | |
| 2021/8/4 | Common Stock | S賣出處分 | −4,419 | $138.78F5 | −$613,268.82 | 9,343 | 直接 | |
| 2021/8/4 | Common Stock | S賣出處分 | −2,772 | $139.85F6 | −$387,664.2 | 6,571 | 直接 | |
| 2021/8/4 | Common Stock | S賣出處分 | −4,054 | $140.73F7 | −$570,519.42 | 2,517 | 直接 | |
| 2021/8/4 | Common Stock | S賣出處分 | −126 | $141.63 | −$17,845.38 | 2,391 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/4 | Common Stock | M行使選擇權處分 | −26,000 | $0.00 | $0 | 109,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.18 to $135.885, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.25 to $137.24, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.255 to $138.25, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.31 to $139.305, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.395 to $140.37, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.395 to $141.04, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。