Saxonov Serge 的 Form 4 申報
10x Genomics, Inc.（TXG），2021/8/4 申報
- 申報編號
- 0001209191-21-049657
- 申報時間
- 2021/8/4
- 交易日
- 2021/8/3
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $267.0 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Saxonov SergeCIK 0001786720 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/3 | Class A Common Stock | M行使選擇權取得 | +5,208 | $5.04 | +$26,248.32 | 909,276 | 直接 | |
| 2021/8/3 | Class A Common Stock | M行使選擇權取得 | +9,792 | $11.48 | +$112,412.16 | 919,068 | 直接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −1,700 | $176.52F2 | −$300,084 | 917,368 | 直接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −4,450 | $177.56F3 | −$790,142 | 912,918 | 直接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −7,946 | $178.47F4 | −$1,418,122.62 | 904,972 | 直接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −904 | $179.35F5 | −$162,132.4 | 904,068 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/3 | Class A Common Stock | M行使選擇權處分 | −5,208 | $0.00 | $0 | 74,157 | 直接 | |
| 2021/8/3 | Class A Common Stock | M行使選擇權處分 | −9,792 | $0.00 | $0 | 67,921 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $175.995 to $176.98. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $177.00 to $177.98. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $178.00 to $178.99. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $179.03 to $179.98. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。