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Ta Associates, L.P. 的 Form 4 申報

ZoomInfo Technologies Inc.（GTM），2021/7/28 申報

申報編號
0001209191-21-048453
申報時間
2021/7/28 17:35 ET
交易日
2021/7/26
申報延遲
2 天
10b5-1 計畫
表單沒有這欄（2023 年以前）

這份申報列了 20 筆非衍生性交易、10 筆衍生性交易。公開市場賣出合計 $3,558 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Ta Associates, L.P.CIK 0001034569董事、持股 10% 以上大股東
TA Atlantic & Pacific VII-A L.P.CIK 0001548681董事、持股 10% 以上大股東
Ta Investors IV, L.P.CIK 0001578035董事、持股 10% 以上大股東
Ta XI Do Aiv, L.P.CIK 0001609536董事、持股 10% 以上大股東
TA XI DO Feeder, L.P.CIK 0001609539董事、持股 10% 以上大股東
Ta SDF III Do Aiv, L.P.CIK 0001609553董事、持股 10% 以上大股東
TA SDF III DO Feeder, L.P.CIK 0001609557董事、持股 10% 以上大股東
TA AP VII-B DO Subsidiary Partnership, L.P.CIK 0001812579董事、持股 10% 以上大股東
Ta SDF III Do Aiv II, L.P.CIK 0001812605董事、持股 10% 以上大股東
Ta XI Do Aiv II, L.P.CIK 0001812606董事、持股 10% 以上大股東

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/7/26Class A Common StockC轉換取得+351,490–F1–351,490間接重複申報
2021/7/26Class A Common StockC轉換取得+9,074–F1–9,074間接重複申報
2021/7/26Class A Common StockC轉換取得+60,701–F1–60,701間接重複申報
2021/7/26Class A Common StockC轉換取得+13,054–F1–13,054間接重複申報
2021/7/26Class A Common StockC轉換取得+433–F1–433間接重複申報
2021/7/26Class A Common StockC轉換取得+22,986–F1–22,986間接重複申報
2021/7/26Class A Common StockC轉換取得+20,622–F1–20,622間接重複申報
2021/7/26Class A Common StockC轉換取得+1,781–F10–1,781間接重複申報
2021/7/26Class A Common StockC轉換取得+91,943–F10–91,943間接重複申報
2021/7/26Class A Common StockC轉換取得+82,488–F10–82,488間接重複申報
2021/7/26Class A Common StockS賣出處分−351,490$54.35F15−$19,103,376.050間接
2021/7/26Class A Common StockS賣出處分−9,074$54.35F15−$493,169.180間接
2021/7/26Class A Common StockS賣出處分−60,701$54.35F15−$3,299,081.140間接
2021/7/26Class A Common StockS賣出處分−13,054$54.35F15−$709,480.980間接
2021/7/26Class A Common StockS賣出處分−433$54.35F15−$23,533.420間接
2021/7/26Class A Common StockS賣出處分−22,986$54.35F15−$1,249,282.20間接
2021/7/26Class A Common StockS賣出處分−20,622$54.35F15−$1,120,799.510間接
2021/7/26Class A Common StockS賣出處分−1,781$54.35F15−$96,796.820間接
2021/7/26Class A Common StockS賣出處分−91,943$54.35F15−$4,997,074.470間接
2021/7/26Class A Common StockS賣出處分−82,488$54.35F15−$4,483,198.050間接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/7/26Class A Common StockC轉換處分−351,490$0.00$048,560,103間接重複申報
2021/7/26Class A Common StockC轉換處分−9,074$0.00$01,253,594間接重複申報
2021/7/26Class A Common StockC轉換處分−60,701$0.00$08,386,284間接重複申報
2021/7/26Class A Common StockC轉換處分−13,054$0.00$01,803,498間接重複申報
2021/7/26Class A Common StockC轉換處分−433$0.00$061,067間接重複申報
2021/7/26Class A Common StockC轉換處分−22,986$0.00$03,237,908間接重複申報
2021/7/26Class A Common StockC轉換處分−20,622$0.00$02,906,911間接重複申報
2021/7/26Class A Common StockC轉換處分−1,781$0.00$0239,685間接重複申報
2021/7/26Class A Common StockC轉換處分−91,943$0.00$012,702,294間接重複申報
2021/7/26Class A Common StockC轉換處分−82,488$0.00$011,396,127間接重複申報

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

F1

Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.

表 I 有 7 筆交易的價格引用這則附註。

F10

Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.

表 I 有 3 筆交易的價格引用這則附註。

F15

Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $53.85 to $54.76. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.

表 I 有 10 筆交易的價格引用這則附註。

備註

Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, Atlantic & Pacific VII-B has filed a separate Form 4.

看 SEC EDGAR 上的完整原文 （在新分頁開啟）